Anjali Naskar
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Anjali Naskar, who also goes by Anjali Maya Naskar, Anjali Naskar, was a registered financial professional .
Anjali is a previously registered financial professional and started their career in finance in 2013. Anjali had worked at 7 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 30, 2023 - June 18, 2026
ICAPITAL MARKETS LLC
September 26, 2023 - November 30, 2023
ICAPITAL SECURITIES, LLC
September 20, 2021 - May 31, 2023
FIRST REPUBLIC SECURITIES COMPANY, LLC
April 17, 2018 - September 27, 2021
ASSETMARK BROKERAGE, LLC
June 8, 2016 - August 22, 2016
NEXPOINT SECURITIES, INC.
July 11, 2014 - June 8, 2016
NEXBANK SECURITIES INC
January 2, 2014 - July 10, 2014
NEXPOINT SECURITIES, INC.
September 4, 2013 - January 28, 2014
NEXBANK SECURITIES INC
February 4, 2013 - August 30, 2013
KBR CAPITAL MARKETS, LLC
State Registrations and Notice Filings
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Exams
Current Firm
ICAPITAL MARKETS LLC
CRD#: 118219 / SEC#: , 8-53640
Contact information
FINRA licenses (53 States and Territories)
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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