JF
Jordan L. Funke
ON INVESTMENT MANAGEMENT CO
Des Moines, IA 50309
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CRD#: 6123070
JF
Professional summary
Jordan Lee Funke is a registered financial advisor currently at ON INVESTMENT MANAGEMENT CO located in Des Moines, Iowa and THE O.N. EQUITY SALES COMPANY located in Des Moines, Iowa.
Jordan is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2014. Jordan has worked at 2 firms and has passed the Series 65, Series 63, Series 7TO, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) FINANCIAL SPECIALIST; NOT INVESTMENT RELATED; 319 SW 5th ST STE 206, Des Moines, IA 50309; INSURANCE; AGENT; START DATE 11/16/2012; HOURS/MONTH 150; HOURS/TRADING 150; SELL LIFE INSURANCE 2). Thurm Financial; not investment related; 240 South State Street, Denver, IA 50622; Associate Advisor; 04/03/2019-present; 4 hours/month( 4 during market hours); in process of taking splitting life and fixed annuity business with a retired rep. 3). Estate Documents Pro, LLC; Not investment related; 3101 North Central Avenue Suite 1600; Phoenix, AZ 85012; Virtual Estate Planning; Licensee; 05/07/2024-present; 2 hours/month(0 securities trading hours/month); to help facilitate clients in obtaining a living trust. I will not be doing any of the legal work, mainly helping obtain the information needed to create a plan. 4). Quantum Group; Not investment related; 18700 Hayden Rd Suite #310; Scottsdale, AZ 85255; Selling insurance; 02-01-2024-present; 5 hours/month (3 hours during securities trading hours); sale and service of non-registered insurance products and service.
CRS (Client Relationship Summary) - RIA
Click below to view Jordan Lee Funke's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 9, 2019 - Present
ON INVESTMENT MANAGEMENT CO
Office #1: 319 Sw 5th St Ste 206, Des Moines, IA 50309RIA
CRD#: 105662
Des Moines, IA
Current
April 9, 2014 - Present
THE O.N. EQUITY SALES COMPANY
Office #1: 319 Sw 5th St Ste 206, Des Moines, IA 50309BD
CRD#: 2936
Des Moines, IA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
OI
ON INVESTMENT MANAGEMENT CO
ON INVESTMENT MANAGEMENT CO
CRD#: 105662 / SEC#: 801-7941
RIA
Registered Investment Advisory firm - (11/14/1971 Approved)Alabama
Registered Investment Advisory firm - (4/15/2002 Terminated)District of Columbia
Registered Investment Advisory firm - (2/9/2001 Terminated)Georgia
Registered Investment Advisory firm - (4/15/2002 Terminated)Indiana
Registered Investment Advisory firm - (12/9/2002 Terminated)Maine
Registered Investment Advisory firm - (4/19/2002 Terminated)Maryland
Registered Investment Advisory firm - (4/15/2002 Terminated)Michigan
Registered Investment Advisory firm - (1/8/2002 Terminated)North Carolina
Registered Investment Advisory firm - (4/15/2002 Terminated)South Carolina
Registered Investment Advisory firm - (4/15/2002 Terminated)West Virginia
Registered Investment Advisory firm - (1/31/2002 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(8/19/2025)
IAR
Arizona(2/23/2022)
RR
Arizona(3/1/2022)
IAR
Arkansas(3/24/2023)
RR
Arkansas(3/5/2024)
RR
California(9/27/2018)
IAR
California(3/26/2020)
RR
Colorado(4/2/2020)
IAR
Colorado(4/2/2020)
RR
Delaware(8/20/2025)
RR
District of Columbia(3/2/2023)
RR
Florida(6/6/2018)
RR
Georgia(8/20/2025)
RR
Illinois(3/6/2024)
RR
Indiana(6/27/2025)
RR
Iowa(4/15/2014)
IAR
Iowa(7/9/2019)
RR
Kansas(3/10/2023)
RR
Louisiana(3/6/2023)
IAR
Louisiana(10/10/2023)
RR
Maryland(3/2/2023)
IAR
Maryland(11/20/2023)
RR
Massachusetts(3/10/2023)
RR
Michigan(3/6/2023)
RR
Minnesota(4/18/2019)
IAR
Minnesota(11/26/2024)
RR
Missouri(7/1/2021)
IAR
Missouri(1/22/2025)
RR
New Hampshire(3/8/2023)
RR
New Jersey(6/19/2025)
RR
New York(3/5/2023)
IAR
New York(2/13/2024)
RR
North Carolina(8/19/2025)
RR
Ohio(3/9/2023)
RR
Pennsylvania(2/17/2022)
RR
South Carolina(8/20/2025)
RR
Tennessee(9/4/2025)
RR
Texas(2/16/2022)
RR
Virginia(2/13/2023)
IAR
Virginia(2/13/2023)
RR
Wisconsin(4/16/2019)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 8/9/2025
General Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
OI
ON INVESTMENT MANAGEMENT CO
ON INVESTMENT MANAGEMENT CO
CRD#: 105662 / SEC#: 801-7941
RIA
Registered Investment Advisory firm - (11/14/1971 Approved)Alabama
Registered Investment Advisory firm - (4/15/2002 Terminated)District of Columbia
Registered Investment Advisory firm - (2/9/2001 Terminated)Georgia
Registered Investment Advisory firm - (4/15/2002 Terminated)Indiana
Registered Investment Advisory firm - (12/9/2002 Terminated)Maine
Registered Investment Advisory firm - (4/19/2002 Terminated)Maryland
Registered Investment Advisory firm - (4/15/2002 Terminated)Michigan
Registered Investment Advisory firm - (1/8/2002 Terminated)North Carolina
Registered Investment Advisory firm - (4/15/2002 Terminated)South Carolina
Registered Investment Advisory firm - (4/15/2002 Terminated)West Virginia
Registered Investment Advisory firm - (1/31/2002 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
One Financial Way, Cincinnati, OH 45242
Mailing Address
P.o. Box 371, Cincinnati, OH 45201-0371
Phone number
(855) 262-0913
Established
Firm type
Fiscal year end
# of Employees
3,193
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 12,053 |
| AUM (Assets Under Management) | $ 2,376,953,646 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
ON INVESTMENT MANAGEMENT CO
CRD#: 105662Des Moines, IA 50309TRUST BUT VERIFY
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