AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Advisor Search
Why AdvisorCheck

We're Here To Help

AdvisorCheck empowers you to find, evaluate, and monitor financial advisors with confidence and clarity.

Advisor Monitoring

Financial advisor's situations can change, sometimes without notice. AdvisorCheck's Monitoring tool helps you avoid surprises and stay on top of your financial health.

Firm Stability Insights

The stability of your financial advisor's firm has a significant impact in the security and quality of service you receive. Our tool provides historical data and key insights over time to help you make informed, confident decisions.

Pricing
For Advisors
AM

Andre Luiz R. Monteiro

STONEX SECURITIES
MIAMI, FL 33131
CRD#: 6122804
Some features on this profile are disabled
AM
Andre Luiz Reno MonteiroSTONEX SECURITIES

Professional summary

Andre Luiz Reno Monteiro, who also goes by Andre Reno Monteiro, Andre Luiz R Monteiro, Andre Luiz Reno Monteiro, Andre Monteiro, is a registered financial professional currently at STONEX SECURITIES INC. located in Miami, Florida.

Andre Luiz is registered as a RR (Registered Representative) and started their career in finance in 2014. Andre Luiz has worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Andre Reno Monteiro | Andre Luiz R Monteiro | Andre Luiz Reno Monteiro | Andre Monteiro

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Andre Luiz Reno Monteiro's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

May 29, 2026 - Present

STONEX SECURITIES INC.

Office #1: 333 Se 2nd Ave 21st Floor, Miami, FL 33131
BD
CRD#: 18456
MIAMI, FL
Past

August 29, 2024 - April 3, 2025

MORGAN STANLEY

BD
CRD#: 149777
Denver, CO
Past

March 25, 2020 - July 13, 2024

J.P. MORGAN SECURITIES LLC

BD
CRD#: 79
Houston, TX
Past

October 31, 2018 - July 22, 2019

XP INVESTMENTS US, LLC

BD
CRD#: 156691
MIAMI, FL
Past

January 29, 2016 - May 17, 2018

J.P. MORGAN SECURITIES LLC

BD
CRD#: 79
NEW YORK, NY
Past

May 20, 2015 - December 7, 2015

CITIGROUP GLOBAL MARKETS INC.

RIA
CRD#: 7059
NEW YORK, NY
Past

May 19, 2015 - December 7, 2015

CITIGROUP GLOBAL MARKETS INC.

BD
CRD#: 7059
NEW YORK, NY
Past

December 23, 2014 - May 15, 2015

MORGAN STANLEY

RIA
CRD#: 149777
MIAMI, FL
Past

June 25, 2014 - May 15, 2015

MORGAN STANLEY

BD
CRD#: 149777
MIAMI, FL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(5/29/2026)
RR
California
(5/29/2026)
RR
Delaware
(5/29/2026)
RR
Florida
(5/29/2026)
RR
Missouri
(5/29/2026)
RR
New Jersey
(5/29/2026)
RR
New Mexico
(5/29/2026)
RR
New York
(5/29/2026)
RR
North Carolina
(6/1/2026)
RR
Oregon
(5/29/2026)
RR
Puerto Rico
(5/29/2026)
RR
South Dakota
(5/29/2026)
RR
Texas
(5/29/2026)
RR
Vermont
(5/29/2026)
RR
Virginia
(5/29/2026)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 4/8/2026
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 5/17/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 6/25/2014
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

SS
STONEX SECURITIES INC.
C G MATON FINANCIAL SERVICES , INC. | STONEX WEALTH MANAGEMENT | STONEX SECURITIES INC. | STERNE AGEE FINANCIAL SERVICES, INC. | SOUTHEAST NETWORK EQUITIES GROUP, INC. | SAL FINANCIAL SERVICES, INC. | SA STONE WEALTH MANAGEMENT INC. | INVESTECH CAPITAL CORPORATION | CAPITAL GROWTH MANAGEMENT INC.

CRD#: 18456 / SEC#: , 8-36638

BD
Broker-Dealer Firm Regulated by FINRA (New Orleans district office)
Loading...

Contact information

Main Address
2 Perimeter Park South Suite 500 West, Birmingham, AL 35243
Mailing Address
2 Perimeter Park South Suite 500 West, Birmingham, AL 35243
Phone number
(800) 292-2411
Established
Delaware since 01/22/2002
Firm type
Corporation
Fiscal year end
September
Firm Size
Medium
# of Employees

FINRA licenses (52 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
STONEX GROUP INC.100% OWNER
BOLTE, DAVID ALBERTSECRETARY2711410
CARTER, JAY WILSONPRESIDENT/CHIEF EXECUTIVE OFFICER/DIRECTOR2412541
DAVISON, STUART ANDREWDIRECTOR7824576
DUNAWAY, WILLIAM JOHNDIRECTOR6505923
HUGO, MARK ERICPOO2177412
LYON, CHARLES MARTINDIRECTOR4000852
MAURER, MARK LDIRECTOR4234406
MCAUSLAN, JAMES BUCHANANDIRECTOR7658964
PARKER, BRIAN LANECHIEF COMPLIANCE OFFICER, ROSFP4635848
PORZIO, JOSEPH JOHNCFO / PFO / FINOP1319702
RICHARDSON, MARCUS BRYANTCHIEF OPERATING OFFICER3037932
SMITH, PHILIP ANDREWDIRECTOR, CHAIRMAN OF THE BOARD4999097

Disclosures

Regulatory Event9
Arbitration4

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

STONEX SECURITIES INC.

CRD#: 18456Miami, FL 33131

TRUST BUT VERIFY

Monitor Andre Luiz Monteiro

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Similar Advisors

Brian Scott Mckinney
Brian MckinneyAdvisorCheck Check Mark
WILLIAMS ASSET MANAGEMENT
IAR
COLUMBIA, MD
Tyler Richard Vasquez
Tyler VasquezAdvisorCheck Check Mark
THREE ARCH WEALTH MANAGEMENT LLC
IAR
IRVINE, CA
DL
Dominick LeuzziAdvisorCheck Check Mark
THE ASCENT GROUP, LLC
IAR
RR
Wayne, PA
footer-logo
How We Help
Advisor Search
Find Advisors by State
Blog
Glossary
For Advisors
About Us
Help Center
Terms Of UsePrivacy PolicySubscription Policy
Help Center
AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.© 2026 AdvisorCheck, an AIMR Analytics company. All rights reserved.