PK
Paul D. Kuhn
CETERA INVESTMENT ADVISERS LLC
BOULDER CITY, NV
Some features on this profile are disabled
CRD#: 6122451
PK
Professional summary
Paul David Kuhn, who also goes by Paul D Kuhn, Paul Kuhn, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Boulder City, Nevada and CETERA WEALTH SERVICES, LLC located in Boulder City, Nevada.
Paul is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2012. Paul has worked at 8 firms and has passed the Series 65, Series 63, Series 7TO, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Paul D Kuhn | Paul Kuhn
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1)BUSINESS NETWORKING INCORPORATED - LAS VEGAS POSITION: President NATURE: BNI is a networking organization that meets weekly so that the members can exchange referrals with one another. There is only one person from each profession allowed in the group. For example, I am the only financial advisor in our group, there is also one commercial realtor, on commercial realtor, one chiropractor, one bookkeeper etc. My job as president of my group is to prepare power point slides and moderate weekly networking meetings for business professionals. INVESTMENT RELATED: No NUMBER OF HOURS: 12 SECURITIES TRADING HOURS: 6 START DATE: 10/01/2023 ADDRESS: 3462 Sioux Way, Las Vegas NV 89169, United States DESCRIPTION: My duty as the president of BNI is to moderate our weekly meetings to ensure that they end on time and that everyone in the room has an opportunity to speak. I populate various spreadsheets and slides to report on the referrals given in the group, and the participation of the members. 2)REDBEARD FINANCIAL POSITION: Owner NATURE: This is the DBA for my business through Avantax INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 120 START DATE: 01/19/2024 ADDRESS: 500 Avenue K, Boulder City NV 89005, United States DESCRIPTION: Meet with clients, review investment performance, manage client relationships, review and approve trades, financial planning, retirement planning.
CRS (Client Relationship Summary) - RIA
Click below to view Paul David Kuhn's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 5, 2025 - Present
CETERA INVESTMENT ADVISERS LLC
RIA
CRD#: 105644
BOULDER CITY, NV
Current
September 5, 2025 - Present
CETERA WEALTH SERVICES, LLC
BD
CRD#: 13572
Boulder City, NV
Past
January 23, 2024 - September 5, 2025
AVANTAX ADVISORY SERVICES
RIA
CRD#: 104556
Boulder City, NV
Past
January 19, 2024 - September 5, 2025
AVANTAX INVESTMENT SERVICES, INC.
BD
CRD#: 13686
Boulder City, NV
Past
July 21, 2021 - January 31, 2024
LPL FINANCIAL LLC
RIA
CRD#: 6413
LAS VEGAS, NV
Past
July 21, 2021 - January 31, 2024
LPL FINANCIAL LLC
BD
CRD#: 6413
LAS VEGAS, NV
Past
December 12, 2019 - July 21, 2021
WADDELL & REED
RIA
CRD#: 866
LAS VEGAS, NV
Past
December 12, 2019 - July 21, 2021
WADDELL & REED
BD
CRD#: 866
LAS VEGAS, NV
Past
October 23, 2019 - November 25, 2019
EDWARD JONES
RIA
CRD#: 250
BOULDER CITY, NV
Past
October 14, 2019 - November 25, 2019
EDWARD JONES
BD
CRD#: 250
ST. LOUIS, MO
Past
November 22, 2016 - October 23, 2019
AVANTAX ADVISORY SERVICES
RIA
CRD#: 104556
Boulder City, NV
Past
September 30, 2015 - September 21, 2016
AVANTAX ADVISORY SERVICES
RIA
CRD#: 104556
Las Vegas, NV
Past
September 29, 2015 - October 23, 2019
AVANTAX INVESTMENT SERVICES, INC.
BD
CRD#: 13686
Boulder City, NV
Past
March 6, 2013 - October 8, 2015
TRANSAMERICA FINANCIAL ADVISORS, LLC
RIA
CRD#: 16164
LAS VEGAS, NV
Past
October 8, 2012 - October 8, 2015
TRANSAMERICA FINANCIAL ADVISORS, LLC
BD
CRD#: 16164
LAS VEGAS, NV
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(9/5/2025)
RR
California(9/5/2025)
RR
Colorado(9/5/2025)
RR
Idaho(9/5/2025)
RR
Illinois(9/18/2025)
RR
Kansas(9/5/2025)
RR
Kentucky(9/5/2025)
RR
Massachusetts(9/5/2025)
RR
Michigan(9/5/2025)
RR
Minnesota(9/5/2025)
RR
Nevada(9/5/2025)
IAR
Nevada(9/5/2025)
RR
North Carolina(9/5/2025)
RR
Ohio(9/5/2025)
RR
Oregon(9/5/2025)
RR
Texas(9/5/2025)
IAR
Texas(9/5/2025)
RR
Washington(9/5/2025)
RR
Wyoming(9/18/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 8/1/2019
General Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
