Brady L. Jackson

SHEPHERD WEALTH MANAGEMENT

Louisville, KY

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CRD#: 6122121

Professional summary

Brady Lee Jackson, who also goes by Brady Lee Jackson, is a registered financial advisor currently at SHEPHERD WEALTH MANAGEMENT located in Louisville, Kentucky.

Brady is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2012. Brady has worked at 9 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Brady Lee Jackson

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brady Lee Jackson's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 2, 2025 - Present

SHEPHERD WEALTH MANAGEMENT

RIA

CRD#: 312695

Louisville, KY

Past

November 8, 2024 - October 3, 2025

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

LOUISVILLE, KY

Past

August 14, 2024 - October 3, 2025

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

LOUISVILLE, KY

Past

January 26, 2022 - May 1, 2024

CHARLES SCHWAB & CO., INC.

RIA

CRD#: 5393

Louisville, KY

Past

January 26, 2022 - May 1, 2024

CHARLES SCHWAB & CO., INC.

CRD#: 5393

Louisville, KY

Past

May 4, 2021 - October 14, 2022

TD AMERITRADE, INC.

RIA

CRD#: 7870

Louisville, KY

Past

May 4, 2021 - September 7, 2023

TD AMERITRADE INVESTMENT MANAGEMENT, LLC

RIA

CRD#: 111514

Louisville, KY

Past

May 4, 2021 - May 1, 2024

TD AMERITRADE, INC.

CRD#: 7870

Louisville, KY

Past

January 26, 2021 - March 30, 2021

PNC WEALTH MANAGEMENT LLC

RIA

CRD#: 129052

Louisville, KY

Past

January 26, 2021 - March 30, 2021

PNC WEALTH MANAGEMENT LLC

CRD#: 129052

Louisville, KY

Past

February 27, 2018 - January 11, 2021

TD AMERITRADE, INC.

RIA

CRD#: 7870

LOUISVILLE, KY

Past

February 26, 2018 - December 31, 2020

TD AMERITRADE INVESTMENT MANAGEMENT, LLC

RIA

CRD#: 111514

LOUISVILLE, KY

Past

February 26, 2018 - January 11, 2021

TD AMERITRADE, INC.

CRD#: 7870

LOUISVILLE, KY

Past

March 27, 2017 - February 26, 2018

SCOTTRADE INVESTMENT MANAGEMENT

RIA

CRD#: 169988

SAINT LOUIS, MO

Past

April 12, 2013 - February 26, 2018

SCOTTRADE, INC.

CRD#: 8206

LOUISVILLE, KY

Past

December 12, 2012 - March 8, 2013

WADDELL & REED

RIA

CRD#: 866

LOUISVILLE, KY

Past

November 8, 2012 - March 8, 2013

WADDELL & REED

CRD#: 866

LOUISVILLE, KY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SHEPHERD WEALTH MANAGEMENT

SHEPHERD WEALTH MANAGEMENT | SHEPHERD WEALTH MANAGEMENT LLC | SHEPHERD WEALTH MANAGEMENT LIMITED LIABILITY COMPANY

CRD#: 312695 / SEC#: 801-131565

RIA

Registered Investment Advisory firm - (12/2/2024 Approved)

Florida

Registered Investment Advisory firm - (12/3/2024 Terminated)

Kentucky

Registered Investment Advisory firm - (12/3/2024 Terminated)

North Carolina

Registered Investment Advisory firm - (12/6/2024 Terminated)

Ohio

Registered Investment Advisory firm - (12/4/2024 Terminated)

Pennsylvania

Registered Investment Advisory firm - (12/11/2024 Terminated)

South Carolina

Registered Investment Advisory firm - (10/25/2024 Terminated)

Texas

Registered Investment Advisory firm - (10/25/2024 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Kentucky
(10/2/2025)

IAR

Ohio
(10/10/2025)

IAR

Pennsylvania
(10/10/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 11/7/2024

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 11/7/2012

General Securities Representative Examination

Current Firm

SHEPHERD WEALTH MANAGEMENT

SHEPHERD WEALTH MANAGEMENT | SHEPHERD WEALTH MANAGEMENT LLC | SHEPHERD WEALTH MANAGEMENT LIMITED LIABILITY COMPANY

CRD#: 312695 / SEC#: 801-131565

RIA

Registered Investment Advisory firm - (12/2/2024 Approved)

Florida

Registered Investment Advisory firm - (12/3/2024 Terminated)

Kentucky

Registered Investment Advisory firm - (12/3/2024 Terminated)

North Carolina

Registered Investment Advisory firm - (12/6/2024 Terminated)

Ohio

Registered Investment Advisory firm - (12/4/2024 Terminated)

Pennsylvania

Registered Investment Advisory firm - (12/11/2024 Terminated)

South Carolina

Registered Investment Advisory firm - (10/25/2024 Terminated)

Texas

Registered Investment Advisory firm - (10/25/2024 Terminated)

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Contact information

Main Address

3181 Linwood Ave. Suite 20, Cincinnati, OH 45208

Mailing Address

Phone number

(513) 630-2664

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (5 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

SWM ADV PART 2A (3/3/2025)

Regulatory assets under management

Total Number of Accounts	315
AUM (Assets Under Management)	$ 113,601,753

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Brady L. Jackson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brady Lee Jackson's CRS (Customer Relationship Summary).

Certified licenses

Experience

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CHARLES SCHWAB & CO., INC.

CHARLES SCHWAB & CO., INC.

TD AMERITRADE, INC.

TD AMERITRADE INVESTMENT MANAGEMENT, LLC

TD AMERITRADE, INC.

PNC WEALTH MANAGEMENT LLC

PNC WEALTH MANAGEMENT LLC

TD AMERITRADE, INC.

TD AMERITRADE INVESTMENT MANAGEMENT, LLC

TD AMERITRADE, INC.

SCOTTRADE INVESTMENT MANAGEMENT

SCOTTRADE, INC.

WADDELL & REED

WADDELL & REED

Primary Firm SEC Registration

SHEPHERD WEALTH MANAGEMENT

State Registrations and Notice Filings

Exams

Series 66

Date: 11/7/2024

SIE

Date: 10/1/2018

Series 7

Date: 11/7/2012

Current Firm

SHEPHERD WEALTH MANAGEMENT

Contact information

SEC notice filing (5 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

SHEPHERD WEALTH MANAGEMENT

TRUST BUT VERIFY

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