Tammy L. Marrs

FORUM PRIVATE CLIENT GROUP

Fishers, IN 46037-0000

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CRD#: 6121724

Professional summary

Tammy Lea Marrs, who also goes by Tammy Lea Phipps, is a registered financial advisor currently at FORUM PRIVATE CLIENT GROUP located in Fishers, Indiana.

Tammy is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2012. Tammy has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Tammy Lea Phipps

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Indiana Life Accident & Health insurance license. Ms. Marrs acts as an agent of FORUM Credit Union for life insurance and fixed annuities.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Tammy Lea Marrs's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 22, 2012 - Present

FORUM PRIVATE CLIENT GROUP

Office #1: 11313 Usa Parkway, Fishers, IN 46037-0000

RIA

CRD#: 143075

Fishers, IN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

FORUM PRIVATE CLIENT GROUP

FORUM PRIVATE CLIENT GROUP | SAFISLIFE ADVISORS | FORUM SOLUTIONS GROUP, LLC | FORUM PRIVATE CLIENT GROUP LLC

CRD#: 143075 / SEC#: 801-78874

RIA

Registered Investment Advisory firm - (1/2/2014 Approved)

Florida

Registered Investment Advisory firm - (9/3/2014 Terminated)

Indiana

Registered Investment Advisory firm - (9/3/2014 Terminated)

Texas

Registered Investment Advisory firm - (9/3/2014 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Indiana
(12/22/2012)

IAR

Texas
(7/28/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/21/2012

Uniform Investment Adviser Law Examination

Current Firm

FORUM PRIVATE CLIENT GROUP

FORUM PRIVATE CLIENT GROUP | SAFISLIFE ADVISORS | FORUM SOLUTIONS GROUP, LLC | FORUM PRIVATE CLIENT GROUP LLC

CRD#: 143075 / SEC#: 801-78874

RIA

Registered Investment Advisory firm - (1/2/2014 Approved)

Florida

Registered Investment Advisory firm - (9/3/2014 Terminated)

Indiana

Registered Investment Advisory firm - (9/3/2014 Terminated)

Texas

Registered Investment Advisory firm - (9/3/2014 Terminated)

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Contact information

Main Address

11313 Usa Parkway, Fishers, IN 46037-0000

Mailing Address

P.o. Box 56036, Indianapolis, IN 46256

Phone number

(317) 558-6322

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (4 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORUM SOLUTIONS GROUP, LLC DBA SAFISLIFE ADVISORS ADV PART 2A (3/17/2025)

FORUM SOLUTIONS GROUP, LLC DBA FORUM PRIVATE CLIENT GROUP ADV PART 2A (3/11/2025)

Regulatory assets under management

Total Number of Accounts	1,307
AUM (Assets Under Management)	$ 342,423,855

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Tammy L. Marrs

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Tammy Lea Marrs's CRS (Customer Relationship Summary).

Certified licenses

Experience

FORUM PRIVATE CLIENT GROUP

Primary Firm SEC Registration

FORUM PRIVATE CLIENT GROUP

State Registrations and Notice Filings

Exams

Series 65

Date: 12/21/2012

Current Firm

FORUM PRIVATE CLIENT GROUP

Contact information

SEC notice filing (4 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

FORUM PRIVATE CLIENT GROUP

TRUST BUT VERIFY

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