Carter E. Gerlach
Professional summary
Carter Elizabeth Gerlach, CFP®, who also goes by Carter Elizabeth Hatch, Carter Hatch, is a registered financial advisor currently at WINDSOR ADVISORY GROUP, LLC located in Columbus, Ohio.
Carter is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2012. Carter has worked at 2 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Carter Elizabeth Gerlach's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 17, 2019 - Present
WINDSOR ADVISORY GROUP, LLC
Office #1: 2130 Quarry Trails Dr 1st Floor, Columbus, OH 43228December 11, 2012 - May 23, 2016
J.P. MORGAN SECURITIES LLC
Primary Firm SEC Registration
WINDSOR ADVISORY GROUP, LLC
CRD#: 122266 / SEC#: 801-61372
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(9/17/2019)
Exams
Current Firm
WINDSOR ADVISORY GROUP, LLC
CRD#: 122266 / SEC#: 801-61372
Contact information
SEC notice filing (7 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,558 |
| AUM (Assets Under Management) | $ 2,582,151,903 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/21/2024 | ||
| 01/25/2024 | ||
| 10/18/2022 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
