SB
Sandra K. Burg
KESTRA ADVISORY SERVICES
Saint Joseph, MO
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CRD#: 6120921
SB
Professional summary
Sandra Kaye Burg, who also goes by Sandra Kaye Baldwin, Sandra Kaye Logan, is a registered financial advisor currently at KESTRA ADVISORY SERVICES, LLC located in Saint Joseph, Missouri and KESTRA INVESTMENT SERVICES, LLC located in Shawnee, Kansas.
Sandra is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2023. Sandra has worked at 2 firms and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Sandra Kaye Baldwin | Sandra Kaye Logan
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Business Name: BALDWIN FINANCIAL GROUP POSITION: Field Assistant NATURE: Registered Field Assistant INVESTMENT RELATED: Yes NUMBER OF HOURS: 80 SECURITIES TRADING HOURS: 80 START DATE: 02/07/2023 ADDRESS: 12632 W. 77th Street, Lenexa KS 66216 DESCRIPTION: I am getting licensed and learning the business by shadowing Pat Baldwin. Business Name: SANDY BURG POSITION: Owner NATURE: Tax/Accounting/CPA INVESTMENT RELATED: Yes NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 0 START DATE: 01/16/2012 ADDRESS: 606 Woodcrest Drive, Saint Joseph MO 64506 DESCRIPTION: Prepare tax returns Business Name: SANDY BURG BOOKKEEPING POSITION: Owner NATURE: Tax/Accounting/CPA INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 01/16/2012 ADDRESS: 606 Woodcrest Drive, Saint Joseph MO 64506 DESCRIPTION: Prepare tax returns. Bookeeping for non-profit organizaions and small business. Business Name: LIBERTY FINANCIAL SERVICES POSITION: Registered Rep NATURE: Registered rep activities through Kestra Investment Services INVESTMENT RELATED: Yes NUMBER OF HOURS: 130 SECURITIES TRADING HOURS: 130 START DATE: 01/01/2024 ADDRESS: 7824 Shady Bend Ct, Shawnee KS 66227, United States DESCRIPTION: Buy and sell securities for clients. Business Name: KESTRA ADVISORY POSITION: IAR NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 04/29/2024 ADDRESS: 5707 Southwest Parkway, Bldg 2, Ste 400, Austin TX 78735, United States DESCRIPTION: Handling advisory accounts
CRS (Client Relationship Summary) - RIA
Click below to view Sandra Kaye Burg's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 27, 2023 - Present
KESTRA ADVISORY SERVICES, LLC
RIA
CRD#: 283330
Saint Joseph, MO
Current
February 24, 2023 - Present
KESTRA INVESTMENT SERVICES, LLC
BD
CRD#: 42046
Shawnee, KS
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(1/2/2024)
RR
Kansas(3/27/2023)
IAR
Kansas(3/27/2023)
RR
Missouri(3/27/2023)
IAR
Missouri(3/27/2023)
RR
Nevada(1/2/2024)
RR
New Jersey(1/2/2024)
RR
Texas(1/2/2024)
IAR
Texas(1/2/2024)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 2/24/2023
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735
Mailing Address
Phone number
(844) 553-7872
Established
Firm type
Fiscal year end
# of Employees
1,299
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 155,482 |
| AUM (Assets Under Management) | $ 60,174,309,829 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/23/2024 | ||
| 10/20/2023 | ||
| 12/21/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
