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MK

Manendra M. Kothari

Some features on this profile are disabled
CRD#: 6120913
MK

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Manendra M Kothari was a registered financial professional .

Manendra is a previously registered financial professional and started their career in finance in 2012. Manendra had worked at 4 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
CPA/MANAGER OF SK TAX ASSOCIATES, SCHAUMBURG, IL - 20-30 HOURS PER WEEK - NOT INVESTMENT RELATED.; NOVEL BUSINESS SOLUTIONS, CO-OWNER, 1-2 HRS/WEEK, REAL ESTATE MANAGEMENT AND ACCOUNTING SERVICES; KOTHARI INVESTMENTS, INC., OWNS COMMERCIAL REAL ESTATE, CO-OWNER, TIME SPENT DE MINIMUS RESIDENTIAL REAL ESTATE INVESTMENT WITH FAMILY MEMBERS Novel Investments Inc. - Investment related. Shareholder/investor - real estate investments. Start date - 1/1/18 Avyan Tax Consulting - not investment related - CPA firm - Novel Business Solutions is indirect member - Start date - 1/1/18 SK Tax Naperville - not investment related - CPA Firm - Start date - 8/1/20 MK Group CPAs and Consultants - not investment related - CPA Firm - 8/1/20. Isurances LLC - not investment related - independent insurance agency - 8/1/20 Mizzleme LLC - not investment related - distribution/wholesale - 8/1/20. Funding Lobby LLC - not investment related - Online marketplace for loans. Software connects borrowers with lenders who then communicate and close per discussions. Shareholder and manager - only involvement is hire and work with development team. - 5/11/20 Novel QOZ Fund LLC - not investment related - Invests in Mizzleme LLC which is a qualified opp zone import/export distribution business. Start date 1/1/20. Kothari Family LLC- Not securities related- 48% owner start date 4/4/2023 108 Solar LLC- Member 50% owner- not securities related-member-start date 2020 A Plus Mortgage LLC- residential home mortgage for Rocket Mortgage-not security related- Member, 100% owner- start Jan 2024 Biz Funding LLC- hard money loans to small business'- 25% owners not security related- start date 2022 SK Tax LLC-Addison, Ill- Member 25% owner- Tax accounting start date 2021

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

January 25, 2024 - November 5, 2024

STIRLINGSHIRE INVESTMENTS

BD
CRD#: 310576
NEW YORK CITY, NY
Past

January 23, 2024 - November 5, 2024

STIRLINGSHIRE INVESTMENTS

RIA
CRD#: 327779
Streamwood, IL
Past

September 23, 2014 - January 4, 2024

SIGNATURE FINANCIAL SERVICES, LTD

RIA
CRD#: 123729
SCHAUMBURG, IL
Past

December 18, 2012 - December 31, 2023

FIRST HEARTLAND CAPITAL, INC.

BD
CRD#: 32460
SCHAUMBURG, IL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
IAR
Series 65
Date: 9/22/2014
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 9/30/2013
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 6
Date: 12/17/2012
Investment Company Products/Variable Contracts Representative Examination

Current Firm

SI
STIRLINGSHIRE INVESTMENTS
STIRLINGSHIRE BD LLC | STIRLINGSHIRE INVESTMENTS

CRD#: 310576 / SEC#: , 8-70616

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
15 W 38th St Suite 704, New York City, NY 10018
Mailing Address
15 W 38th St Suite 704, New York City, NY 10018
Phone number
(877) 600-7026
Established
Delaware since 08/14/2020
Firm type
Limited Liability Company
Fiscal year end
June
Firm Size
Small
# of Employees

FINRA licenses (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
STIRLINGSHIRE INVESTMENTS, INC.100% OWNER
LONDON, MARACHIEF COMPLIANCE OFFICER1299148
SAKOL, DANIEL SCOTTFINOP2813237
WOODS, STEVEN MACKIECEO5715598

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

STIRLINGSHIRE INVESTMENTS

CRD#: 310576

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