Krista R. Fuller
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Krista Renee Fuller was a registered financial professional .
Krista is a previously registered financial professional and started their career in finance in 2013. Krista had worked at 4 firms and has passed the Series 66, Series 99TO, SIE, Series 79, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 27, 2020 - February 1, 2021
CASTLE HILL CAPITAL PARTNERS, INC.
April 30, 2016 - December 13, 2019
EQUUS FINANCIAL CONSULTING LLC
September 11, 2015 - June 24, 2021
RIVERROCK ASSET MANAGEMENT LLC
January 10, 2013 - October 14, 2016
RIVERROCK SECURITIES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationCurrent Firm
CASTLE HILL CAPITAL PARTNERS, INC.
CRD#: 44131 / SEC#: , 8-50550
Contact information
FINRA licenses (40 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
