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Antoine M Williams

Antoine M. Williams

CETERA INVESTMENT ADVISERS LLC | Investment Consultant
BEACHWOOD, OH 44122
Some features on this profile are disabled
CRD#: 6119873
Antoine M Williams

Professional summary

Antoine M Williams, who also goes by Antoine Marquis Williams, Antoine Williams, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Beachwood, Ohio and CETERA INVESTMENT SERVICES LLC located in Beachwood, Ohio.

Antoine is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2013. Antoine has worked at 7 firms and has passed the Series 66, Series 63, Series 7TO, Series 6TO, SIE and Series 6 exams.

Biography

As an Investment Consultant, I will partner with you to understand your short- and long-term goals and to help you build a financial plan that is customized to meet your unique needs. Forming strong relationships with my clients and their families is of the utmost importance to me and I work hard to maintain a deep level of trust, reliability, and competency.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Antoine Marquis Williams | Antoine Williams

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Antoine M Williams's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Education

Baldwin-Wallace College

Master of Business Administration (MBA) - Business Administration

2011

Baldwin-Wallace College

Bachelor of Arts (BA) - Business Administration

2007

Experience

Current

January 6, 2026 - Present

CETERA INVESTMENT ADVISERS LLC

Office #1: 26949 Chagrin Blvd, Beachwood, OH 44122
RIA
CRD#: 105644
BEACHWOOD, OH
Current

January 5, 2026 - Present

CETERA INVESTMENT SERVICES LLC

Office #1: 26949 Chagrin Blvd, Beachwood, OH 44122
BD
CRD#: 15340
BEACHWOOD, OH
Past

March 31, 2025 - September 17, 2025

STRATEGIC ADVISERS LLC

RIA
CRD#: 104555
WOODMERE, OH
Past

March 30, 2022 - March 31, 2025

FIDELITY PERSONAL AND WORKPLACE ADVISORS

RIA
CRD#: 288590
WOODMERE VILLAGE, OH
Past

January 9, 2022 - September 17, 2025

FIDELITY BROKERAGE SERVICES LLC

BD
CRD#: 7784
ORANGE, OH
Past

May 1, 2021 - November 18, 2021

J.P. MORGAN SECURITIES LLC

BD
CRD#: 79
South Euclid, OH
Past

January 16, 2013 - September 15, 2014

KEY INVESTMENT SERVICES LLC

BD
CRD#: 136300
CLEVELAND, OH

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS

CRD#: 105644 / SEC#: 801-20406

RIA
Registered Investment Advisory firm - (1/13/1984 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Ohio
(1/5/2026)
IAR
Ohio
(1/6/2026)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 2/16/2022
Uniform Combined State Law Examination
State Security Law Exam
RR
Series 63
Date: 12/3/2013
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 1/19/2022
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6TO
Date: 4/30/2021
Investment Company Products/Variable Contracts Representative Examination
General Industry/Product Exam
RR
SIE
Date: 4/12/2021
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 6
Date: 1/15/2013
Investment Company Products/Variable Contracts Representative Examination
SRO Registrations
RR
FINRA

Current Firm

CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS

CRD#: 105644 / SEC#: 801-20406

RIA
Registered Investment Advisory firm - (1/13/1984 Approved)
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Contact information

Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705

SEC notice filing (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Regulatory assets under management

Total Number of Accounts584,487
AUM (Assets Under Management)$ 163,792,814,520

Accountant surprise examination report

Filing DateForm ADV-E CoverForm ADV-E Report
10/27/2025
Cover Page
Report
12/13/2024
Cover Page
Report
09/26/2023
Cover Page
Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

CETERA INVESTMENT ADVISERS LLC

Investment ConsultantCRD#: 105644Beachwood, OH 44122

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