Feng Dong

VALIDEA CAPITAL MANAGEMENT LLC

Mechanicville, NY

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CRD#: 6119767

Professional summary

Feng Dong is a registered financial advisor currently at VALIDEA CAPITAL MANAGEMENT LLC located in Mechanicville, New York.

Feng is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2012. Feng has worked at 2 firms .

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Feng Dong's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 5, 2023 - Present

VALIDEA CAPITAL MANAGEMENT LLC

RIA

CRD#: 130887

Mechanicville, NY

Past

September 27, 2012 - December 14, 2012

WTS PROPRIETARY TRADING GROUP LLC

CRD#: 148117

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Connecticut
(9/5/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Current Firm

VALIDEA CAPITAL MANAGEMENT LLC

CRD#: 130887 / SEC#: 801-66767

RIA

Registered Investment Advisory firm - (6/30/2021 Terminated)

California

Registered Investment Advisory firm - (8/31/2021 Approved)

Colorado

Registered Investment Advisory firm - (9/3/2021 Approved)

Connecticut

Registered Investment Advisory firm - (6/29/2021 Approved)

New York

Registered Investment Advisory firm - (6/14/2006 Terminated)

Virginia

Registered Investment Advisory firm - (8/12/2021 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

Fairfield, CT

Mailing Address

Phone number

(800) 730-3457

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	40
AUM (Assets Under Management)	$ 45,300,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Feng Dong

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Feng Dong's CRS (Customer Relationship Summary).

Certified licenses

Experience

VALIDEA CAPITAL MANAGEMENT LLC

WTS PROPRIETARY TRADING GROUP LLC

State Registrations and Notice Filings

Exams

Current Firm

VALIDEA CAPITAL MANAGEMENT LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

VALIDEA CAPITAL MANAGEMENT LLC

TRUST BUT VERIFY

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