Lindsey M. Hanson

VESTIA PERSONAL WEALTH ADVISORS

Fort Wayne, IN 46804

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CRD#: 6118656

Professional summary

Lindsey Michelle Hanson, who also goes by Lindsey M Hanson, Lindsey Michelle Hanson, Lindsey Michelle Whiteman, Lindsey Whiteman, is a registered financial advisor currently at VESTIA PERSONAL WEALTH ADVISORS located in Fort Wayne, Indiana and AUSDAL FINANCIAL PARTNERS, INC. located in Downers Grove, Illinois.

Lindsey is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2017. Lindsey has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Lindsey M Hanson | Lindsey Michelle Hanson | Lindsey Michelle Whiteman | Lindsey Whiteman

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. VESTIA PERSONAL WEALTH ADVISORS; INVESTMENT RELATED; FORT WAYNE, IN; RIA; IAR; ACTIVITY BEGAN 10/2019; I DEVOTE APPX 160 HOURS PER MONTH ALL DURING TRADING HOURS TO THIS ACTIVITY; CLIENT SERVICE ADMINISTRATOR PROCESSING SERVICE REQUESTS FOR VUL'S AND VA'S. 2. INSURANCE SALES; INVESTMENT RELATED; FORT WAYNE, IN; INSURANCE SALES; CLIENT SERVICE ADMINSTRATOR; ACTIVITY BEGAN 07/2021; I DEVOTE APPX 5 HOURS TO THIS ACTIVITY ALL DURING BUSINESS HOURS; DISCUSS INSURANCE PRODUCTS WITH CLIENTS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Lindsey Michelle Hanson's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 4, 2019 - Present

VESTIA PERSONAL WEALTH ADVISORS

Office #1: 9121 Illinois Road Suite 51, Fort Wayne, IN 46804

RIA

CRD#: 290565

Fort Wayne, IN

Current

April 19, 2021 - Present

AUSDAL FINANCIAL PARTNERS, INC.

Office #1: 3250 Lacey Road Suite 130, Downers Grove, IL 60515

RIA

CRD#: 7995

Downers Grove, IL

Past

March 21, 2018 - September 30, 2019

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

FORT WAYNE, IN

Past

January 16, 2018 - September 30, 2019

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

FORT WAYNE, IN

Past

March 15, 2017 - January 2, 2018

LARSON FINANCIAL SECURITIES, LLC

CRD#: 152517

FORT WAYNE, IN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

VESTIA PERSONAL WEALTH ADVISORS

CRD#: 290565 / SEC#: 801-112175

RIA

Registered Investment Advisory firm - (12/13/2017 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

IAR

Indiana
(10/4/2019)

Indiana
(4/19/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 3/20/2018

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 3/15/2017

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

VESTIA PERSONAL WEALTH ADVISORS

CRD#: 290565 / SEC#: 801-112175

RIA

Registered Investment Advisory firm - (12/13/2017 Approved)

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Contact information

Main Address

9121 Illinois Road Suite 51, Fort Wayne, IN 46804

Mailing Address

Phone number

(877) 669-1126

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (28 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

VESTIA PERSONAL WEALTH ADVISORS FORM ADV PART 2A - 20190530 (3/28/2025)

VESTIA RETIREMENT CONSULTANTS FORM ADV PART 2A (3/28/2025)

Regulatory assets under management

Total Number of Accounts	3,829
AUM (Assets Under Management)	$ 827,349,846

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
11/22/2024	Cover Page	Report
10/30/2024	Cover Page	Report
02/28/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Lindsey M. Hanson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Lindsey Michelle Hanson's CRS (Customer Relationship Summary).

Certified licenses

Experience

AUSDAL FINANCIAL PARTNERS, INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

LARSON FINANCIAL SECURITIES, LLC

Primary Firm SEC Registration

VESTIA PERSONAL WEALTH ADVISORS

State Registrations and Notice Filings

Exams

Series 66

Date: 3/20/2018

SIE

Date: 10/1/2018

Series 7

Date: 3/15/2017

FINRA

Current Firm

VESTIA PERSONAL WEALTH ADVISORS

Contact information

SEC notice filing (28 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

VESTIA PERSONAL WEALTH ADVISORS

TRUST BUT VERIFY

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