AR
Arturo Ruiz
TRUIST ADVISORY SERVICES
MIAMI, FL 33143
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CRD#: 6117881
AR
Professional summary
Arturo Ruiz is a registered financial advisor currently at TRUIST ADVISORY SERVICES, INC. located in Miami, Florida and TRUIST INVESTMENT SERVICES, INC. located in Miami, Florida.
Arturo is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2013. Arturo has worked at 4 firms and has passed the Series 66, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
POSITION: CEO NATURE: Working on semi trucks, fixing them when they break INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 0 START DATE: 03/21/2016 ADDRESS: , miami FL DESCRIPTION: Maintaining Semi truck in working orderInspecting trucksDoing mechanical work onSemi trucks RENTAL PROPERTY POSITION: owner NATURE: I bought a house and I want to rent it INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 05/01/2017 ADDRESS: , Homestead FL , United States DESCRIPTION: Finding a tenant and renting the house and making sure everything in the house works properly. SAFEGUARD TRANSPORT LLC POSITION: CEO NATURE: Company owns semi trucks take take loads from point A to point B INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 02/10/2014 ADDRESS: , miami FL , United States DESCRIPTION: I'm a part owner of the company but I don't fisically work or do anyhting for the company.
CRS (Client Relationship Summary) - RIA
Click below to view Arturo Ruiz's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 9, 2016 - Present
TRUIST ADVISORY SERVICES, INC.
Office #1: 5857 Sunset Dr, Miami, FL 33143RIA
CRD#: 283390
MIAMI, FL
Current
November 14, 2014 - Present
TRUIST INVESTMENT SERVICES, INC.
Office #1: 11700 N Kendall Dr, Miami, FL 33186Office #2: 2952 Ne 8th St, Homestead, FL 33033Office #3: 12390 Sw 120th St, Miami, FL 33186Office #4: 15725 S Dixie Hwy, Miami, FL 33157Office #5: 2159 Sw 22nd St, Miami, FL 33145Office #6: 14380 Sw 264th St, Homestead, FL 33032Office #7: 100 Nw 12th Ave, Miami, FL 33128Office #8: 1430 Nw 20th St, Miami, FL 33142BD
CRD#: 17499
Miami, FL
Past
November 25, 2014 - December 31, 2016
TRUIST INVESTMENT SERVICES, INC.
RIA
CRD#: 17499
MIAMI, FL
Past
March 10, 2014 - November 6, 2014
WELLS FARGO CLEARING SERVICES, LLC
RIA
CRD#: 19616
MIAMI, FL
Past
March 7, 2014 - November 6, 2014
WELLS FARGO CLEARING SERVICES, LLC
BD
CRD#: 19616
MIAMI, FL
Past
March 8, 2013 - July 2, 2013
NYLIFE SECURITIES LLC
BD
CRD#: 5167
SUNRISE, FL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TA
TRUIST ADVISORY SERVICES, INC.
SUNTRUST ADVISORY SERVICES LLC | TRUIST ADVISORY SERVICES, INC. | SUNTRUST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
RIA
Registered Investment Advisory firm - (5/18/2016 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(4/27/2015)
RR
Alaska(6/12/2024)
RR
Arizona(4/27/2015)
RR
Arkansas(4/27/2015)
RR
California(4/27/2015)
RR
Colorado(4/27/2015)
RR
Connecticut(4/27/2015)
RR
Delaware(6/12/2024)
RR
District of Columbia(6/12/2024)
RR
Florida(11/14/2014)
IAR
Florida(9/9/2016)
RR
Georgia(11/14/2014)
RR
Hawaii(4/27/2015)
RR
Idaho(6/12/2024)
RR
Illinois(6/12/2024)
RR
Indiana(6/12/2024)
RR
Iowa(4/27/2015)
RR
Kansas(4/27/2015)
RR
Kentucky(4/27/2015)
RR
Louisiana(6/12/2024)
RR
Maine(6/12/2024)
RR
Maryland(6/12/2024)
RR
Massachusetts(4/27/2015)
RR
Michigan(6/12/2024)
RR
Minnesota(4/27/2015)
RR
Mississippi(6/12/2024)
RR
Missouri(4/27/2015)
RR
Montana(6/12/2024)
RR
Nebraska(6/12/2024)
RR
Nevada(6/12/2024)
RR
New Hampshire(6/12/2024)
RR
New Jersey(4/27/2015)
RR
New Mexico(11/25/2024)
RR
New York(4/27/2015)
RR
North Carolina(4/27/2015)
RR
North Dakota(6/12/2024)
RR
Ohio(4/27/2015)
RR
Oklahoma(4/27/2015)
RR
Oregon(6/12/2024)
RR
Pennsylvania(4/27/2015)
RR
Puerto Rico(10/22/2020)
RR
Rhode Island(6/12/2024)
RR
South Carolina(4/27/2015)
RR
South Dakota(4/27/2015)
RR
Tennessee(8/28/2023)
RR
Texas(4/27/2015)
RR
Utah(4/27/2015)
RR
Vermont(6/12/2024)
RR
Virgin Islands(6/12/2024)
RR
Virginia(4/27/2015)
RR
Washington(4/27/2015)
RR
West Virginia(6/12/2024)
RR
Wisconsin(4/27/2015)
RR
Wyoming(6/12/2024)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
TA
TRUIST ADVISORY SERVICES, INC.
SUNTRUST ADVISORY SERVICES LLC | TRUIST ADVISORY SERVICES, INC. | SUNTRUST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
RIA
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Contact information
Main Address
303 Peachtree Street 2nd Floor, Atlanta, GA 30303
Mailing Address
Po Box 4418 Mc 107, Atlanta, GA 30302
Phone number
(800) 874-4770
Established
Firm type
Fiscal year end
# of Employees
2,469
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 124,363 |
| AUM (Assets Under Management) | $ 67,736,740,585 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 04/24/2025 | ||
| 03/28/2024 | ||
| 04/26/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
TRUIST ADVISORY SERVICES, INC.
CRD#: 283390Miami, FL 33143TRUST BUT VERIFY
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