EX
Eva A. Xu
EMPIRICAL WEALTH MANAGEMENT
San Mateo, CA 94402
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CRD#: 6117337
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Professional summary
Eva Aihua Xu, who also goes by Aihua Eva Xu, Eva Xu, is a registered financial advisor currently at EMPIRICAL WEALTH MANAGEMENT located in San Mateo, California.
Eva is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2014. Eva has worked at 2 firms .
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Aihua Eva Xu | Eva Xu
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
XuRoc East LLC: 12/20/2018; Owns rental property in NYC; manage property financials and rental operations; 1 hour per month during non-business hours; investment-related. SOAR Foundation: 1/1/2013: Volunteer as a Member of the board; non-profit that offers scholarships to underprivileged Chinese youths to help them complete secondary education; attend board meetings two times per year; non-investment related. Journal of Investment Management: 1/1/2021: A publication that bridges theory and practice of investment management; volunteers as Advisory Board Member; assist in the decision of topics and paper presenters of the bi-annual conference from top investment researches in academia and investment mgmt practices. Twice per year attend a conference in the spring and fall; investment-related.
CRS (Client Relationship Summary) - RIA
Click below to view Eva Aihua Xu's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 22, 2024 - Present
EMPIRICAL WEALTH MANAGEMENT
Office #1: 1300 S El Camino Real Suite 302, San Mateo, CA 94402RIA
CRD#: 152622
San Mateo, CA
Past
May 13, 2014 - January 11, 2024
CHARLES SCHWAB INVESTMENT ADVISORY, INC
RIA
CRD#: 151739
SAN FRANCISCO, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
EW
EMPIRICAL WEALTH MANAGEMENT
EMPIRICAL FINANCIAL SERVICES, LLC | EMPIRICAL WEALTH MANAGEMENT
CRD#: 152622 / SEC#: 801-72168
RIA
Registered Investment Advisory firm - (2/23/2011 Approved)Arizona
Registered Investment Advisory firm - (2/23/2011 Terminated)California
Registered Investment Advisory firm - (2/25/2011 Terminated)Texas
Registered Investment Advisory firm - (2/23/2011 Terminated)Washington
Registered Investment Advisory firm - (2/23/2011 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
California(8/22/2024)
Exams
Current Firm
EW
EMPIRICAL WEALTH MANAGEMENT
EMPIRICAL FINANCIAL SERVICES, LLC | EMPIRICAL WEALTH MANAGEMENT
CRD#: 152622 / SEC#: 801-72168
RIA
Registered Investment Advisory firm - (2/23/2011 Approved)Arizona
Registered Investment Advisory firm - (2/23/2011 Terminated)California
Registered Investment Advisory firm - (2/25/2011 Terminated)Texas
Registered Investment Advisory firm - (2/23/2011 Terminated)Washington
Registered Investment Advisory firm - (2/23/2011 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1420 5th Ave Suite 3150, Seattle, WA 98101
Mailing Address
Phone number
(206) 923-3474
Established
Firm type
Fiscal year end
# of Employees
94
SEC notice filing (40 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 8,402 |
| AUM (Assets Under Management) | $ 6,701,226,120 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
