Samer M. Elbizri
Professional summary
Samer Mouhib Elbizri was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Samer is a previously registered financial advisor and started their career in finance in 2012. Prior to being barred, Samer had worked at 1 firm, which includes PRINCIPIA CAPITAL LLC.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 26, 2012 - January 18, 2015
PRINCIPIA CAPITAL LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
PRINCIPIA CAPITAL LLC
CRD#: 156134 / SEC#:
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
