Todd A. Carlson

CARLSON FINANCIAL ADVISORY

Liberty Lake, WA 99019

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CRD#: 6117236

Professional summary

Todd Alan Carlson, who also goes by David Alan Carlson, is a registered financial advisor currently at CARLSON FINANCIAL ADVISORY, LLC located in Liberty Lake, Washington.

Todd is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2014. Todd has worked at 2 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

David Alan Carlson

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

CARLSON FINANCIAL VALUATION; NON INVESTMENT RELATED; P O BOX 888, LIBERTY LAKE, WA 99019; BUSINESS VALUATION & CONSULTING SERVICES ASSOCIATED WITH THE VALUATION OF BUSINESSES, PROFESSIONAL PRACTICES & INTANGIBLE ASSETS, PREPARATION OF INDIVIDUAL INCOME TAXES; 2002; 40; 40.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Todd Alan Carlson's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 16, 2015 - Present

CARLSON FINANCIAL ADVISORY, LLC

Office #1: 23403 E. Mission Avenue Suite 200f, Liberty Lake, WA 99019

RIA

CRD#: 281868

Liberty Lake, WA

Past

January 14, 2014 - October 26, 2015

SIGNATURE INVESTMENTS, INC.

RIA

CRD#: 113443

LIBERTY LAKE, WA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Washington
(12/16/2015)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 9/9/2013

Uniform Investment Adviser Law Examination

Current Firm

CARLSON FINANCIAL ADVISORY, LLC

CARLSON FINANCIAL | CARLSON FINANCIAL ADVISORY, LLC

CRD#: 281868 / SEC#:

Washington

Registered Investment Advisory firm - (12/16/2015 Approved)

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Contact information

Main Address

23403 E. Mission Avenue Suite 200f, Liberty Lake, WA 99019

Mailing Address

Po Box 888, Liberty Lake, WA 99019-0888

Phone number

(509) 220-4759

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	11
AUM (Assets Under Management)	$ 1,934,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Todd A. Carlson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Todd Alan Carlson's CRS (Customer Relationship Summary).

Certified licenses

Experience

CARLSON FINANCIAL ADVISORY, LLC

SIGNATURE INVESTMENTS, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 9/9/2013

Current Firm

CARLSON FINANCIAL ADVISORY, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

CARLSON FINANCIAL ADVISORY, LLC

TRUST BUT VERIFY

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