BC
Brent R. Connelly
CAMBRIDGE INVESTMENT RESEARCH ADVISORS
Omaha, NE 68136
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CRD#: 6117161
BC
Professional summary
Brent Robert Connelly, who also goes by Brent Robert Connelly, is a registered financial advisor currently at CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. located in Omaha, Nebraska and CAMBRIDGE INVESTMENT RESEARCH, INC. located in Omaha, Nebraska.
Brent is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2012. Brent has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Brent Robert Connelly
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. CONNELLY FINANCIAL LLC, 9613 South 123rd Avenue, Papillion NE 68046, United States, 06/30/2025, Owner, Owner/Partner of a Business Entity, NIR, 1 HR/MO - 1 HR/MO TRADING 2. SOAR WEALTH STRATEGIES LLC, 9839 South 168th Avenue, Suite 2F, Omaha NE 68136, United States, 05/28/2025, Owner, Owner/Partner of a Business Entity, NIR, 1 HR/MO - 0 HR/MO TRADING 3. SCHUETZ PROPERTIES LLC, 9839 South 168th Avenue, Suite 2F, Omaha NE 68136, United States, 05/28/2025, Owner, Real Estate, NIR, 2 HR/MO - 0 HR/MO TRADING 4. HEAVENLY FOODS LLC, 15847 Howard Street, Omaha NE 68118, United States, 05/28/2025, Owner, NIR, 0 HR/MO - 0 HR/MO TRADING
CRS (Client Relationship Summary) - RIA
Click below to view Brent Robert Connelly's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 30, 2025 - Present
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
Office #1: 9839 S 168th Ave. Ste. 2f, Omaha, NE 68136RIA
CRD#: 134139
Omaha, NE
Current
June 30, 2025 - Present
CAMBRIDGE INVESTMENT RESEARCH, INC.
Office #1: 9839 S 168th Ave. Ste. 2f, Omaha, NE 68136BD
CRD#: 39543
Omaha, NE
Past
April 5, 2022 - June 30, 2025
COMMONWEALTH FINANCIAL NETWORK
RIA
CRD#: 8032
Omaha, NE
Past
April 4, 2022 - June 30, 2025
COMMONWEALTH FINANCIAL NETWORK
BD
CRD#: 8032
Omaha, NE
Past
December 19, 2012 - April 5, 2022
EDWARD JONES
RIA
CRD#: 250
PAPILLION, NE
Past
October 26, 2012 - April 5, 2022
EDWARD JONES
BD
CRD#: 250
PAPILLION, NE
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
Registered Investment Advisory firm - (2/3/2005 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(6/30/2025)
RR
California(6/30/2025)
RR
Colorado(6/30/2025)
RR
Florida(6/30/2025)
RR
Idaho(6/30/2025)
RR
Iowa(6/30/2025)
RR
Kansas(6/30/2025)
RR
Kentucky(6/30/2025)
RR
Missouri(6/30/2025)
RR
Nebraska(6/30/2025)
IAR
Nebraska(6/30/2025)
RR
Oklahoma(6/30/2025)
RR
South Dakota(6/30/2025)
RR
Texas(6/30/2025)
IAR
Texas(6/30/2025)
RR
Virginia(7/18/2025)
RR
Wisconsin(6/30/2025)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
Registered Investment Advisory firm - (2/3/2005 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1776 Pleasant Plain Rd., Fairfield, IA 52556-8757
Mailing Address
Phone number
(641) 472-5100
Established
Firm type
Fiscal year end
# of Employees
3,361
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 438,414 |
| AUM (Assets Under Management) | $ 102,413,096,032 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/09/2024 | ||
| 04/29/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
CRD#: 134139Omaha, NE 68136TRUST BUT VERIFY
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