Kurt C. Peters
Professional summary
Kurt C Peters, who also goes by Casey Peters, is a registered financial professional currently at PACENOTE CAPITAL LLC located in Austin, Texas.
Kurt is registered as a RR (Registered Representative) and started their career in finance in 2012. Kurt has worked at 4 firms and has passed the Series 63, Series 99TO, SIE, Series 7, Series 14 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Kurt C Peters's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 17, 2020 - Present
PACENOTE CAPITAL LLC
August 12, 2019 - March 18, 2020
BA SECURITIES, LLC
January 17, 2017 - February 15, 2019
MERCURY CAPITAL ADVISORS, LLC
August 3, 2015 - December 20, 2016
PTP SECURITIES, LLC
September 21, 2012 - July 31, 2015
MERCURY CAPITAL ADVISORS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(12/20/2023)
(4/1/2020)
(4/9/2020)
(10/22/2025)
(10/28/2022)
(12/13/2024)
(10/22/2025)
(4/15/2020)
(8/4/2023)
(10/22/2025)
(4/23/2020)
(4/16/2020)
(3/31/2020)
(4/6/2020)
(4/2/2020)
(11/23/2021)
(12/18/2023)
(10/22/2025)
(3/26/2020)
(2/15/2024)
(8/16/2021)
(3/31/2020)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
PACENOTE CAPITAL LLC
CRD#: 305007 / SEC#: , 8-70385
Contact information
FINRA licenses (22 States and Territories)
Documents
Red Flags
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