Thomas M. Manning

EAGLE STRATEGIES LLC

SAN FRANCISCO, CA 94110

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CRD#: 6116428

Professional summary

Thomas Matthew Manning, who also goes by Thomas Matthew Manning, is a registered financial advisor currently at EAGLE STRATEGIES LLC located in San Francisco, California and NYLIFE SECURITIES LLC located in San Francisco, California.

Thomas is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2013. Thomas has worked at 6 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Thomas Matthew Manning

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

[Insurance Brokering; Appointed with outside carriers for the purpose of brokering non-registered products; 425 Market St. Suite 1600 San Francisco, CA 94105; 5 hours per month , 5 hours during securities trading hours; insurance related] [OPERATING UNDER THE DBA NAME OF BAY RHODE FINANCIAL AND INSURANCE SOLUTIONS FOR THE PURPOSE OF SELLING NEW YORK LIFE PRODUCTS AND SERVICES AS WELL AS BROKERING NON-REGISTERED INSURANCE PRODUCTS; INVESTMENT RELATED; (OWNER); (SAN FRANCISCO, CA); START DATE: 07/2024]

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Thomas Matthew Manning's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 4, 2024 - Present

EAGLE STRATEGIES LLC

Office #1: 1025 Hampshire St Unit C, San Francisco, CA 94110Office #2: 425 Market Street Suite 1600 1605, 1610, San Francisco, CA, 94105

RIA

CRD#: 110826

SAN FRANCISCO, CA

Current

May 17, 2024 - Present

NYLIFE SECURITIES LLC

Office #1: 425 Market Street Suite 1600 1605, 1610, San Francisco, CA, 94105

CRD#: 5167

San Francisco, CA

Past

March 18, 2016 - April 25, 2024

NYLIFE DISTRIBUTORS LLC

CRD#: 35350

White Plains, NY

Past

October 27, 2014 - April 18, 2016

NATIONAL SECURITIES CORPORATION

CRD#: 7569

NEW YORK, NY

Past

October 29, 2013 - October 21, 2014

GLOBAL ARENA CAPITAL CORP

CRD#: 16871

NEW YORK, NY

Past

January 9, 2013 - October 21, 2013

HFP CAPITAL MARKETS LLC

CRD#: 44351

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

EAGLE STRATEGIES LLC

EAGLE STRATEGIES CORP | EAGLE STRATEGIES LLC

CRD#: 110826 / SEC#: 801-32987

RIA

Registered Investment Advisory firm - (10/14/1988 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(5/17/2024)

IAR

California
(5/30/2024)

Colorado
(4/11/2025)

Florida
(5/23/2024)

Georgia
(4/28/2025)

Hawaii
(2/24/2025)

Massachusetts
(5/23/2024)

New Jersey
(5/23/2024)

New York
(5/23/2024)

Ohio
(3/19/2025)

Rhode Island
(5/23/2024)

Texas
(8/16/2024)

IAR

Texas
(5/6/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 3/1/2024

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 1/22/2013

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 1/8/2013

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

EAGLE STRATEGIES LLC

EAGLE STRATEGIES CORP | EAGLE STRATEGIES LLC

CRD#: 110826 / SEC#: 801-32987

RIA

Registered Investment Advisory firm - (10/14/1988 Approved)

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Contact information

Main Address

51 Madison Avenue 12th Floor, New York, NY 10010

Mailing Address

51 Madison Avenue Floor 3b, Room 0304, New York, NY 10010

Phone number

(888) 695-3245

Established

Firm type

Fiscal year end

# of Employees

2,804

SEC notice filing (51 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

APPENDIX 1 DISCLOSURE BROCHURE (11/11/2025)

EAGLE STRATEGIES DISCLOSURE BROCHURE (10/23/2025)

Regulatory assets under management

Total Number of Accounts	111,361
AUM (Assets Under Management)	$ 25,395,380,570

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
01/24/2025	Cover Page	Report
04/25/2024	Cover Page	Report
12/20/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Thomas M. Manning

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Thomas Matthew Manning's CRS (Customer Relationship Summary).

Certified licenses

Experience

NYLIFE SECURITIES LLC

NYLIFE DISTRIBUTORS LLC

NATIONAL SECURITIES CORPORATION

GLOBAL ARENA CAPITAL CORP

HFP CAPITAL MARKETS LLC

Primary Firm SEC Registration

EAGLE STRATEGIES LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 3/1/2024

Series 63

Date: 1/22/2013

SIE

Date: 10/1/2018

Series 7

Date: 1/8/2013

FINRA

Current Firm

EAGLE STRATEGIES LLC

Contact information

SEC notice filing (51 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

EAGLE STRATEGIES LLC

TRUST BUT VERIFY

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