Richard J. Gunderud

STRATEGIC ADVISERS LLC

FREEHOLD, NJ

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CRD#: 6116412

Professional summary

Richard John Gunderud, who also goes by Richard J Gunderud, is a registered financial advisor currently at STRATEGIC ADVISERS LLC located in Freehold, New Jersey and FIDELITY BROKERAGE SERVICES LLC located in Shrewsbury, New Jersey.

Richard is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2013. Richard has worked at 10 firms and has passed the Series 65, Series 63, Series 7TO, SIE, Series 6 and Series 26 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Richard J Gunderud

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Richard John Gunderud's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 31, 2025 - Present

STRATEGIC ADVISERS LLC

Office #2: 530 Route 35 Shrewsbury Commons, Shrewsbury, NJ 07702

RIA

CRD#: 104555

FREEHOLD, NJ

Current

September 15, 2023 - Present

FIDELITY BROKERAGE SERVICES LLC

Office #1: 530 Route 35, Shrewsbury, NJ 07702

CRD#: 7784

Shrewsbury, NJ

Past

September 25, 2023 - March 31, 2025

FIDELITY PERSONAL AND WORKPLACE ADVISORS

RIA

CRD#: 288590

BRIDGEWATER, NJ

Past

March 21, 2023 - August 17, 2023

MORGAN STANLEY

CRD#: 149777

Morristown, NJ

Past

May 27, 2020 - August 18, 2023

HARRISDIRECT LLC

RIA

CRD#: 42159

MORRISTOWN, NJ

Past

May 27, 2020 - August 21, 2023

E*TRADE SECURITIES LLC

CRD#: 29106

MORRISTOWN, NJ

Past

October 8, 2019 - May 22, 2020

PARK AVENUE SECURITIES LLC

RIA

CRD#: 46173

WALL, NJ

Past

October 8, 2019 - May 22, 2020

PARK AVENUE SECURITIES LLC

CRD#: 46173

WALL, NJ

Past

August 6, 2018 - October 3, 2019

PRUCO SECURITIES, LLC.

RIA

CRD#: 5685

EAST BRUNSWICK, NJ

Past

January 9, 2018 - October 3, 2019

PRUCO SECURITIES, LLC.

CRD#: 5685

EAST BRUNSWICK, NJ

Past

November 10, 2015 - December 14, 2017

MML INVESTORS SERVICES, LLC

CRD#: 10409

BRIDGEWATER, NJ

Past

January 7, 2015 - September 18, 2015

HORNOR, TOWNSEND & KENT, LLC

CRD#: 4031

EDISON, NJ

Past

May 24, 2013 - January 9, 2015

PRUCO SECURITIES, LLC.

CRD#: 5685

EAST BRUNSWICK, NJ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

STRATEGIC ADVISERS LLC

CRD#: 104555 / SEC#: 801-13243

RIA

Registered Investment Advisory firm - (8/11/1977 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Delaware
(5/12/2025)

Florida
(10/2/2023)

New Jersey
(9/15/2023)

IAR

New Jersey
(3/31/2025)

New York
(10/2/2023)

North Carolina
(6/20/2024)

Pennsylvania
(10/2/2023)

Texas
(1/6/2024)

IAR

Texas
(3/31/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 7/20/2018

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 11/16/2015

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7TO

Date: 9/13/2019

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 5/23/2013

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 26

Date: 3/28/2018

Investment Company Products/Variable Contracts Principal Examination

SRO Registrations

FINRA

SRO Registrations

New York Stock Exchange

Current Firm

STRATEGIC ADVISERS LLC

CRD#: 104555 / SEC#: 801-13243

RIA

Registered Investment Advisory firm - (8/11/1977 Approved)

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Contact information

Main Address

155 Seaport Blvd, Boston, MA 02210-2698

Mailing Address

Phone number

(617) 563-7000

Established

Firm type

Fiscal year end

# of Employees

16,291

SEC notice filing (52 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FIDELITY GO (12/5/2025)

FIDELITY STRATEGIC DISCIPLINES (11/10/2025)

FIDELITY WEALTH SERVICES (9/10/2025)

STRATEGIC ADVISERS LLC (9/10/2025)

FIDELITY MANAGED FIDFOLIOS (3/31/2025)

FIDELITY WEALTH ADVISOR SOLUTIONS (3/31/2025)

FIDELITY PERSONALIZED PLANNING & ADVICE AT WORK (3/31/2025)

Regulatory assets under management

Total Number of Accounts	2,486,631
AUM (Assets Under Management)	$ 1,067,664,605,590

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
09/24/2025	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Richard J. Gunderud

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Richard John Gunderud's CRS (Customer Relationship Summary).

Certified licenses

Experience

FIDELITY BROKERAGE SERVICES LLC

FIDELITY PERSONAL AND WORKPLACE ADVISORS

MORGAN STANLEY

HARRISDIRECT LLC

E*TRADE SECURITIES LLC

PARK AVENUE SECURITIES LLC

PARK AVENUE SECURITIES LLC

PRUCO SECURITIES, LLC.

PRUCO SECURITIES, LLC.

MML INVESTORS SERVICES, LLC

HORNOR, TOWNSEND & KENT, LLC

PRUCO SECURITIES, LLC.

Primary Firm SEC Registration

STRATEGIC ADVISERS LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 7/20/2018

Series 63

Date: 11/16/2015

Series 7TO

Date: 9/13/2019

SIE

Date: 10/1/2018

Series 6

Date: 5/23/2013

Series 26

Date: 3/28/2018

FINRA

New York Stock Exchange

Current Firm

STRATEGIC ADVISERS LLC

Contact information

SEC notice filing (52 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

STRATEGIC ADVISERS LLC

TRUST BUT VERIFY

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