Knut Nicolai Sand
Professional summary
Knut Nicolai Sand, who also goes by Knut Nicolai Sand, is a registered financial professional currently at ZANBATO SECURITIES LLC located in Mountain View, California.
Knut Nicolai is registered as a RR (Registered Representative) and started their career in finance in 2013. Knut Nicolai has worked at 3 firms and has passed the Series 63, SIE, Series 7, Series 79 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Knut Nicolai Sand's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 23, 2016 - Present
ZANBATO SECURITIES LLC
Office #1: 711 / 715 N. Shoreline Blvd., Mountain View, CA 94043Office #2: 711 N. Shorline Blvd., Mountain View, CA 94043March 27, 2015 - March 24, 2016
INTE SECURITIES LLC
February 22, 2013 - March 13, 2015
SUTTER SECURITIES INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/28/2017)
(4/11/2016)
(3/3/2016)
(3/28/2016)
(4/1/2016)
(3/29/2016)
(3/28/2016)
(3/25/2016)
(3/26/2019)
(3/31/2016)
(4/6/2016)
(3/28/2016)
(3/28/2016)
(1/4/2017)
(5/5/2016)
(4/21/2016)
(5/28/2021)
(1/19/2017)
(4/4/2016)
(5/18/2023)
(4/26/2016)
(3/3/2016)
(3/30/2016)
(3/28/2016)
(3/28/2016)
(10/17/2017)
(3/28/2016)
(3/27/2019)
(4/12/2016)
(4/21/2016)
(2/7/2019)
(3/22/2016)
(5/4/2017)
(2/25/2019)
(3/28/2016)
Exams
FINRA
Current Firm
ZANBATO SECURITIES LLC
CRD#: 279028 / SEC#: , 8-69654
Contact information
FINRA licenses (41 States and Territories)
Red Flags
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Company Information
ZANBATO SECURITIES LLC
CRD#: 279028Mountain View, CA 94043TRUST BUT VERIFY
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