TW
Taylor A. Willox
KESTRA ADVISORY SERVICES
Plymouth, MN 55441
Some features on this profile are disabled
CRD#: 6115816
TW
Professional summary
Taylor Anne Willox, who also goes by Taylor Anne Stevenson, is a registered financial advisor currently at KESTRA ADVISORY SERVICES, LLC located in Plymouth, Minnesota and KESTRA INVESTMENT SERVICES, LLC located in Plymouth, Minnesota.
Taylor is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2016. Taylor has worked at 2 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Taylor Anne Stevenson
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Business Name: The KNW Group Investment Related: Yes Address: 4350 Baker Road, Suite 250 Minnetonka MN 55343 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name Position, Title or Relationship: Client Manager Start Date: 6/21/2012 Hours per month: 91% - 100% (145 - 160 hours) Hours per month during trading hours: 91% - 100% (127 - 140 hours) Duties: Answer general questions regarding financial records and accounts, questions from terminated 401(k) participants or appropriately direct each call. Business Name: NFP - National Financial Partners Investment Related: Yes Address: 505 Waterford Park, Suite 1100, Highway 169 N Plymouth MN 55441 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name; Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Wealth Manager Start Date: 1/1/2019 Hours per month: 41% - 50% (65 - 80 hours) Hours per month during trading hours: 31% - 40% (43 - 56 hours) Duties: Provide assistance to individuals and families regarding their financial health. Business Name: JOHANNSON FAMILY IRREVOCABLE TRUST DATED 6/17/2014 POSITION: Trustee, to my aunt and uncle's irrevocable trust for the benefit of their four children. NATURE: Legal/Attorney/Trustee/Executor INVESTMENT RELATED: Yes NUMBER OF HOURS: 8 SECURITIES TRADING HOURS: 7 START DATE: 12/12/2016 ADDRESS: 1 Sunfish Lane, Saint Paul MN 55118 DESCRIPTION: Currently, the two trustee's on this Trust are Stanley Hubbard and James (Jim) Johannson. Stanley lives in New Mexico and Jim in Colorado. I am very close with my aunt and uncle and their four children: Johnny (12), Matias (11), Anna (10), and Daniela (8). They wanted someone not only with knowledge of the business, but also knowledge of their children and family. In the event of an accident they would like someone in close proximity and with personal knowledge to handle the trust for my cousins. More specifically, making decisions on if the children get funds in the future and what are acceptable expenses for them to incur while they are still minors/young adults. Business Name: KESTRA ADVISORY SERVICES, LLC POSITION: Advisor NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 32 START DATE: 04/04/2016 ADDRESS: 5707 Southwest Parkway Building 2, Suite 400, Austin TX 78735 DESCRIPTION: Financial Planning
CRS (Client Relationship Summary) - RIA
Click below to view Taylor Anne Willox's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 19, 2016 - Present
KESTRA ADVISORY SERVICES, LLC
Office #1: 505 Waterford Park Highway 169 N, Suite 1100, Plymouth, MN 55441RIA
CRD#: 283330
Plymouth, MN
Current
June 1, 2015 - Present
KESTRA INVESTMENT SERVICES, LLC
Office #1: 505 Hwy 169 N, Suite 1100, Plymouth, MN 55441BD
CRD#: 42046
Plymouth, MN
Past
February 18, 2016 - September 22, 2016
KESTRA INVESTMENT SERVICES, LLC
RIA
CRD#: 42046
Plymouth, MN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(9/28/2017)
RR
California(3/17/2022)
RR
Florida(1/17/2017)
RR
Georgia(1/18/2018)
RR
Idaho(3/25/2021)
RR
Illinois(8/29/2017)
RR
Iowa(11/21/2016)
RR
Minnesota(2/18/2016)
IAR
Minnesota(4/19/2016)
RR
New Mexico(3/2/2017)
RR
North Dakota(8/8/2019)
RR
Ohio(12/15/2021)
RR
Oregon(3/28/2017)
RR
South Dakota(4/21/2021)
RR
Tennessee(5/4/2020)
RR
Texas(2/19/2021)
IAR
Texas(7/27/2023)
RR
Washington(4/19/2017)
RR
Wisconsin(11/21/2016)
RR
Wyoming(5/14/2025)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735
Mailing Address
Phone number
(844) 553-7872
Established
Firm type
Fiscal year end
# of Employees
1,299
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 155,482 |
| AUM (Assets Under Management) | $ 60,174,309,829 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/23/2024 | ||
| 10/20/2023 | ||
| 12/21/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
