Joseph J. Trotto
STRATEGIC ADVISERS LLC | Financial Consultant
NAPLES, FL
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CRD#: 6114192
Professional summary
Joseph John Trotto, CFP®, who also goes by Joe Trotto, Joey Trotto, Joseph John Trotto, Joseph Trotto, is a registered financial advisor currently at STRATEGIC ADVISERS LLC located in Naples, Florida and FIDELITY BROKERAGE SERVICES LLC located in Naples, Florida.
Joseph is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2013. Joseph has worked at 9 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Biography
As your personal Financial Consultant and Certified Financial Planner™ during the new age in the financial industry I am here to partner with you and will take the time to understand what matters most to you and your family. I never seek to rubberstamp what my clients are doing. I give my true and unbiased opinion to help put my clients in a better place. Together we will develop a strong long term plan, prepare for what the future may bring and leverage industry leading resources.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Joe Trotto | Joey Trotto | Joseph John Trotto | Joseph Trotto
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
I*128128
For profit or not for profit: For-Profit Organization
Name of outside business organization: Self Employer (Landlord)
Investment related: N
Address of business:
pompano beach, Florida 33060
Nature of business: Sole Proprietorship,
Position, title, association: Owner,
Start date of relationship: 8/1/2019
Number of hours devoted: 1 hour(s) Annually
Number of hours devoted during trading hours: 1
Duties: I am a landlord and collect rent. No time is spent on this. If there is an issue I hire a professional to address the situation.
CRS (Client Relationship Summary) - RIA
Click below to view Joseph John Trotto's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Education
Florida Atlantic University
Bachelor of Business Administration - Finance
2012
Experience
Current
March 31, 2025 - Present
STRATEGIC ADVISERS LLC
Office #2: 5200 Tamiami Trail N Suites 103 201 - 204, Naples, FL, 34103-2817RIA
CRD#: 104555
NAPLES, FL
Current
July 28, 2020 - Present
FIDELITY BROKERAGE SERVICES LLC
Office #1: 5200 N. Tamiami Trail Suites 103 201 - 204, Naples, FL, 34103BD
CRD#: 7784
Naples, FL
Past
August 13, 2020 - March 31, 2025
FIDELITY PERSONAL AND WORKPLACE ADVISORS
RIA
CRD#: 288590
FT. LAUDERDALE, FL
Past
November 12, 2019 - June 29, 2020
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RIA
CRD#: 7691
BOCA RATON, FL
Past
November 8, 2019 - June 29, 2020
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
BOCA RATON, FL
Past
May 30, 2014 - November 10, 2019
TD AMERITRADE INVESTMENT MANAGEMENT, LLC
RIA
CRD#: 111514
Aventura, FL
Past
May 29, 2014 - November 10, 2019
TD AMERITRADE, INC.
RIA
CRD#: 7870
AVENTURA, FL
Past
April 16, 2014 - November 10, 2019
TD AMERITRADE, INC.
BD
CRD#: 7870
AVENTURA, FL
Past
February 21, 2014 - April 3, 2014
REID & RUDIGER LLC
BD
CRD#: 47263
NEW YORK, NY
Past
August 30, 2013 - February 19, 2014
NATIONAL SECURITIES CORPORATION
BD
CRD#: 7569
WESTBURY, NY
Past
July 1, 2013 - August 20, 2013
KOVACK SECURITIES INC.
BD
CRD#: 44848
FORT LAUDERDALE, FL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
Registered Investment Advisory firm - (8/11/1977 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(10/8/2021)
RR
Connecticut(11/25/2024)
RR
Delaware(10/19/2021)
RR
Florida(7/28/2020)
IAR
Florida(3/31/2025)
RR
Georgia(3/4/2022)
RR
Illinois(2/12/2021)
RR
Kansas(4/18/2025)
RR
Maine(3/19/2024)
RR
Maryland(2/19/2025)
RR
Massachusetts(2/12/2021)
RR
Michigan(3/25/2023)
RR
Minnesota(11/25/2024)
RR
New Hampshire(2/19/2025)
RR
New Jersey(9/18/2020)
RR
New York(2/12/2021)
RR
North Carolina(3/4/2022)
RR
Ohio(1/29/2025)
RR
Oregon(12/17/2024)
RR
Pennsylvania(6/22/2022)
RR
Rhode Island(11/25/2024)
RR
South Carolina(12/17/2024)
RR
Texas(6/4/2021)
IAR
Texas(3/31/2025)
RR
Virginia(2/12/2021)
RR
Washington(12/17/2024)
RR
Wisconsin(11/25/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
New York Stock Exchange
Current Firm
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
Registered Investment Advisory firm - (8/11/1977 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
155 Seaport Blvd, Boston, MA 02210-2698
Mailing Address
Phone number
(617) 563-7000
Established
Firm type
Fiscal year end
# of Employees
16,291
SEC notice filing (52 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,486,631 |
| AUM (Assets Under Management) | $ 1,067,664,605,590 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/24/2025 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
STRATEGIC ADVISERS LLC
Financial ConsultantCRD#: 104555Naples, FLTRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
