Kory Lenz
M HOLDINGS SECURITIES
Tampa, FL 33609
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CRD#: 6113786
Professional summary
Kory Lenz, CFP®, who also goes by Kory Michael Lenz, Kory Lenz, is a registered financial advisor currently at M HOLDINGS SECURITIES, INC. located in Tampa, Florida.
Kory is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2012. Kory has worked at 4 firms and has passed the Series 66, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Kory Michael Lenz | Kory Lenz
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Tampa Connection; https://tampaconnection.com/; 08/23/2019; Member; Networking, Completing year-long project on behalf of local non-profit; Not Investment Related; 10 hours/month; 8 hours/month during business hours; No compensation. 2) Thomas Financial; 5550 West Executive Drive, #500, Tampa, FL 33609; Registered Rep; Sales of variable products and wealth management services; Investment Related; 160 hours/month; 160 hours/month during business hours; Commissions. 3) BNI - revenue raisers; 2898 Gulf to Bay Blvd., Clearwater, FL 33759; 10/29/2020; Member; Networking and referrals; Not Investment Related; 20 hours/month; 4 hours/month during business hours; Referrals/Referral fees. 4) Kory Lenz Holding Co., LLC; 02/01/2021; Managing Member; LLC formed to receive commissions from Thomas Financial; Not Investment Related; 1 hour/month; 1 hour/month during business hours; No compensation.
CRS (Client Relationship Summary) - RIA
Click below to view Kory Lenz's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Kory Lenz's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2018
Experience
Current
May 15, 2019 - Present
M HOLDINGS SECURITIES, INC.
Office #1: 5550 W. Executive Dr., Ste. 500, Tampa, FL 33609RIA
BD
CRD#: 43285
Tampa, FL
Current
May 14, 2019 - Present
M HOLDINGS SECURITIES, INC.
Office #1: 5550 W. Executive Dr., Ste. 500, Tampa, FL 33609RIA
BD
CRD#: 43285
Tampa, FL
Past
July 23, 2013 - April 30, 2019
MORGAN STANLEY
RIA
CRD#: 149777
TAMPA, FL
Past
May 21, 2013 - April 30, 2019
MORGAN STANLEY
BD
CRD#: 149777
TAMPA, FL
Past
November 20, 2012 - January 31, 2013
NEW ENGLAND SECURITIES
BD
CRD#: 615
BLOOMFIELD, CT
Past
October 10, 2012 - January 31, 2013
METLIFE INVESTORS DISTRIBUTION COMPANY
BD
CRD#: 107622
BLOOMFIELD, CT
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
MH
M HOLDINGS SECURITIES, INC.
M HOLDINGS SECURITIES, INC.
CRD#: 43285 / SEC#: 801-57304, 8-50214
RIA
Registered Investment Advisory firm - SEC (3/14/2000 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Denver district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(12/15/2020)
RR
California(4/12/2023)
RR
Connecticut(12/13/2021)
IAR
Connecticut(11/18/2024)
RR
District of Columbia(8/25/2025)
RR
Florida(5/14/2019)
IAR
Florida(5/15/2019)
RR
Georgia(3/16/2022)
IAR
Georgia(11/19/2024)
RR
Illinois(2/12/2024)
RR
Kansas(5/20/2025)
RR
Kentucky(9/25/2025)
IAR
Kentucky(9/25/2025)
RR
Maryland(11/7/2022)
RR
Massachusetts(6/5/2023)
IAR
Massachusetts(12/16/2024)
RR
Ohio(12/15/2020)
IAR
Ohio(11/19/2024)
RR
Oklahoma(12/15/2020)
RR
Tennessee(8/31/2023)
RR
Washington(11/18/2024)
IAR
Washington(11/18/2024)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
MH
M HOLDINGS SECURITIES, INC.
M HOLDINGS SECURITIES, INC.
CRD#: 43285 / SEC#: 801-57304, 8-50214
RIA
Registered Investment Advisory firm - SEC (3/14/2000 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Denver district office)
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Contact information
Main Address
1125 N.w. Couch Street Suite 900, Portland, OR 97209
Mailing Address
P.o. Box 2207, Portland, OR 97208-2207
Phone number
(888) 520-6784
Established
Oregon since 03/21/1997
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
1,442
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| M FINANCIAL HOLDINGS INCORPORATED | EQUITY OWNER | |
| HANEY-JACKSON, LAURA ELIZABETH | VICE PRESIDENT - PRINCIPAL OPERATIONS OFFICER | 4771801 |
| LUDWIG, STEVEN CHARLES | CHIEF COMPLIANCE OFFICER | 2440911 |
| ROGERS, MARIA RENEE | PRINCIPAL FINANCIAL OFFICER | 2442526 |
| SCHOONMAKER, MICHAEL SKI | CHIEF EXECUTIVE OFFICER | 2408456 |
Regulatory assets under management
| Total Number of Accounts | 8,234 |
| AUM (Assets Under Management) | $ 4,078,516,284 |
Disclosures
| Regulatory Event | 5 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/10/2025 | ||
| 11/13/2024 | ||
| 08/28/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
M HOLDINGS SECURITIES, INC.
CRD#: 43285Tampa, FL 33609TRUST BUT VERIFY
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