JD
Justin S. Duncombe
KESTRA ADVISORY SERVICES
Santa Clarita, CA
Some features on this profile are disabled
CRD#: 6113572
JD
Professional summary
Justin Samuel Duncombe is a registered financial advisor currently at KESTRA ADVISORY SERVICES, LLC located in Santa Clarita, California and KESTRA INVESTMENT SERVICES, LLC located in Surprise, Arizona.
Justin is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2012. Justin has worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Business Name: College Bound Strategies - The Practical Guide to Choosing and Paying for Today's Higher Education Investment Related: No Address: 11108 N 190th Ln Surprise AZ 85388 Nature of Business: Other Other/None of the Above none of the above Position, Title or Relationship: Author/Owner Start Date: 5/29/2020 Hours per month: 11% - 20% (17 - 32 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: I was the writer, researcher, an editor, and a design contributor for the contents and cover of the book. I managed the advertising of the book, its website, and any other presences the book may require in the future for outreach to make the book available to the publicBusiness Name: College Bound Strategies Foundation Investment Related: No Address: 11108 N 190th Ln Surprise AZ 85388 Nature of Business: Other Other/None of the Above raising funds to purchase books to be sent to the disadvantaged students within school districts. Position, Title or Relationship: founder, manager, and coordinator Start Date: 8/1/2020 Hours per month: 11% - 20% (17 - 32 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: correspond with school districts regarding their disadvantaged student population, purchasing books as funds become available, coordinating distribution of books to accepting districts for their disadvantaged student population.Business Name: Associates of Clifton Park Investment Related: Yes Address: 747 Pierce Rd Clifton Park NY 12065 Nature of Business: Insurance Position, Title or Relationship: We are insurance and investment representatives, and they are our insurance broker. Start Date: 7/20/2020 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: bring life cases to them, and they help us find the right fit for our clients. once we have found the right fit, we coordinate with AoCP on completing the applications, walking the client through underwriting, and delivering completed policies.Business Name: Duncombe Financial Group, LLC Investment Related: Yes Address: 11124 N 190th Ln Surprise AZ 85388 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name Position, Title or Relationship: 50% owner Start Date: 2/17/2020 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: I maintain various aspects of the business including the website, email systems, office technology, and manage bill payment for the office.Business Name: Justin Duncombe Investment Related: No Address: 11108 N 190th Ln Surprise AZ 85388 Nature of Business: Consulting Position, Title or Relationship: contributor of a bill and content expert/consultant Start Date: 12/15/2020 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: contributor of a bill and content expert/consultantBusiness Name: Kestra Advisory Services, LLC. Investment Related: Yes Address: 5707 South West Parkway Austin TX 78735 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name; Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Financial Advisor Start Date: 7/20/2020 Hours per month: 31% - 40% (49 - 64 hours) Hours per month during trading hours: 51% - 60% (71 - 84 hours) Duties: With this activity, my partner and I invest client funds. We charge an ongoing fee rather than commissions at purchase to invest client funds in stocks, bonds, Mutual Funds, UIT's, ETS', and a variety of derivative investment solutions. This provides access to institutional level investments that are often cheaper than commission based varieties. This activity also provides us discretionary authority (with client permission) on the client accounts to have more flexibility on time and date trading.
CRS (Client Relationship Summary) - RIA
Click below to view Justin Samuel Duncombe's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 21, 2020 - Present
KESTRA ADVISORY SERVICES, LLC
RIA
CRD#: 283330
Santa Clarita, CA
Current
July 21, 2020 - Present
KESTRA INVESTMENT SERVICES, LLC
BD
CRD#: 42046
Surprise, AZ
Past
July 8, 2016 - July 23, 2020
WADDELL & REED
RIA
CRD#: 866
SHERMAN OAKS, CA
Past
July 8, 2016 - July 23, 2020
WADDELL & REED
BD
CRD#: 866
SHERMAN OAKS, CA
Past
March 19, 2014 - July 13, 2016
AMERIPRISE FINANCIAL SERVICES, LLC
RIA
CRD#: 6363
WOODLAND HILLS, CA
Past
March 19, 2014 - July 13, 2016
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
WOODLAND HILLS, CA
Past
December 7, 2012 - March 19, 2014
THRIVENT INVESTMENT MANAGEMENT INC.
RIA
CRD#: 18387
SANTA CLARITA, CA
Past
December 3, 2012 - March 19, 2014
THRIVENT INVESTMENT MANAGEMENT INC.
BD
CRD#: 18387
SANTA CLARITA, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(7/21/2020)
IAR
Arizona(7/27/2020)
RR
California(7/21/2020)
IAR
California(7/22/2020)
RR
Florida(7/5/2022)
RR
Georgia(10/12/2022)
RR
Idaho(7/21/2020)
RR
Nevada(7/21/2020)
RR
Oklahoma(7/21/2020)
RR
Oregon(7/21/2020)
RR
Tennessee(7/5/2022)
RR
Texas(7/21/2020)
IAR
Texas(7/21/2020)
RR
Utah(5/31/2023)
RR
Virginia(9/2/2025)
RR
Washington(7/21/2020)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735
Mailing Address
Phone number
(844) 553-7872
Established
Firm type
Fiscal year end
# of Employees
1,299
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 155,482 |
| AUM (Assets Under Management) | $ 60,174,309,829 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/23/2024 | ||
| 10/20/2023 | ||
| 12/21/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
