Elina A. Niemela
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Elina Aulikki Niemela, who also goes by Elina A Compton, Elina Aulikki Compton, Elina A Niemela, was a registered financial professional .
Elina is a previously registered financial professional and started their career in finance in 2012. Elina had worked at 3 firms and has passed the Series 63, Series 6TO, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 30, 2020 - October 19, 2022
PACIFIC INVESTMENT SECURITIES CORP.
August 2, 2017 - October 15, 2018
PACIFIC INVESTMENT SECURITIES CORP.
October 1, 2012 - August 18, 2015
J.P. MORGAN SECURITIES LLC
September 18, 2012 - October 1, 2012
CHASE INVESTMENT SERVICES CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 6TO
Date: 1/2/2023
Investment Company Products/Variable Contracts Representative ExaminationCurrent Firm
PACIFIC INVESTMENT SECURITIES CORP.
CRD#: 16339 / SEC#: , 8-33746
Contact information
FINRA licenses (3 States and Territories)
Disclosures
| Regulatory Event | 1 |
Red Flags
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