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JP

Jeremy A. Popper

HALO INVESTMENT SERVICES
Chicago, IL
Some features on this profile are disabled
CRD#: 6111916
JP

Professional summary

Jeremy Alex Popper is a registered financial advisor currently at HALO INVESTMENT SERVICES, LLC located in Chicago, Illinois and HALO SECURITIES, LLC located in Chicago, Illinois.

Jeremy is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2012. Jeremy has worked at 6 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jeremy Alex Popper's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

January 28, 2026 - Present

HALO INVESTMENT SERVICES, LLC

RIA
CRD#: 325613
Chicago, IL
Current

October 12, 2018 - Present

HALO SECURITIES, LLC

Office #1: 200 West Jackson Suite 1800, Chicago, IL 60606
BD
CRD#: 279029
Chicago, IL
Past

October 4, 2016 - September 28, 2018

ADVISORS ASSET MANAGEMENT, INC.

BD
CRD#: 46727
Chicago, IL
Past

February 19, 2015 - August 12, 2016

INCAPITAL DISTRIBUTORS LLC

BD
CRD#: 156622
DELRAY BEACH, FL
Past

August 5, 2014 - August 12, 2016

INSPEREX LLC

BD
CRD#: 101420
DELRAY BEACH, FL
Past

November 27, 2012 - June 30, 2014

DWS DISTRIBUTORS, INC.

BD
CRD#: 37306
CHICAGO, IL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
HI
HALO INVESTMENT SERVICES, LLC
HALO INVESTMENT SERVICES, LLC

CRD#: 325613 / SEC#: 801-127670

RIA
Registered Investment Advisory firm - (5/4/2023 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Georgia
(1/16/2020)
RR
Illinois
(10/12/2018)
IAR
Illinois
(1/28/2026)
RR
Texas
(1/16/2020)
RR
Utah
(1/15/2025)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 5/15/2025
Uniform Combined State Law Examination
State Security Law Exam
RR
Series 63
Date: 12/13/2012
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 9/28/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 11/26/2012
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

HI
HALO INVESTMENT SERVICES, LLC
HALO INVESTMENT SERVICES, LLC

CRD#: 325613 / SEC#: 801-127670

RIA
Registered Investment Advisory firm - (5/4/2023 Approved)
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Contact information

Main Address
1129 Northern Blvd. Suite 404, Manhasset, NY 11030
Mailing Address
Phone number
(312) 586-2790
Established
Firm type
Fiscal year end
# of Employees
15

SEC notice filing (8 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

HALO INVESTMENT SERVICES ADV PART 2A (3/31/2025)

Regulatory assets under management

Total Number of Accounts3
AUM (Assets Under Management)$ 32,613,734

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

HALO INVESTMENT SERVICES, LLC

CRD#: 325613Chicago, IL

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