Sean S. Jarrett
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Sean Stephen Jarrett, who also goes by Sean Jarrett, was a registered financial professional .
Sean is a previously registered financial professional and started their career in finance in 2012. Sean had worked at 6 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 10, 2024 - October 24, 2025
AUGUSTAR DISTRIBUTORS, INC.
December 9, 2021 - December 19, 2022
PEACHTREE PC INVESTORS, LLC
January 7, 2019 - October 25, 2021
ARES WEALTH MANAGEMENT SOLUTIONS, LLC
August 1, 2018 - January 8, 2019
THE LEADERS GROUP, INC.
July 15, 2013 - July 20, 2018
JACKSON NATIONAL LIFE DISTRIBUTORS LLC
October 17, 2012 - March 19, 2013
NATIONAL PLANNING CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
AUGUSTAR DISTRIBUTORS, INC.
CRD#: 41081 / SEC#: , 8-49296
Contact information
FINRA licenses (42 States and Territories)
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
