RS
Ryan P. Scott
STATE FARM INVESTMENT MANAGEMENT
Dawsonville, GA 30534
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CRD#: 6111268
RS
Professional summary
Ryan Paul Scott is a registered financial advisor currently at STATE FARM INVESTMENT MANAGEMENT CORP. located in Dawsonville, Georgia and STATE FARM VP MANAGEMENT CORP. located in Dunwoody, Georgia.
Ryan is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2013. Ryan has worked at 3 firms and has passed the Series 63, Series 65, Series 6TO, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Dot Dot LLC; non-investment-related; 6610 Hampton Rock Ln Cumming GA 30041; SET UP THE SERVICE FOR CREDIT CARD PROCESSING MACHINES. EVERYTIME SOMEONE CHARGES A CREDIT CARD WE MAKE A PERCENT. ; Owner and President; 05/26/2021; 8;0; Control of the checkbook, Make deposits in the checking account. pay bills and cosigner on the checking account, review bank statement. 2) RKMJ LLC; investment-related; 6610 Hampton Rock Ln. Cumming GA 30041; Owner and president; 02/10/2020; 1;0; make deposits in the checking account and review bank statements. Pay bills and cosign or on the checking account. Control of the checkbook. 3) Ryan Scott's Insurance Agency; Insurance Agency; Investment-related; 1100 Old Dawson Village Rd E Ste 210 Dawsonville, GA 30534-3807; Insurance (State Farm Mutual Automobile Insurance Company and its affiliates); Owner; Agent; 06/01/2017; 80; 80; Service customers and supervise employees
CRS (Client Relationship Summary) - RIA
Click below to view Ryan Paul Scott's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 17, 2023 - Present
STATE FARM INVESTMENT MANAGEMENT CORP.
Office #1: 54 Club Forest Rd Ste 106, Dawsonville, GA 30534RIA
CRD#: 3487
Dawsonville, GA
Current
September 10, 2021 - Present
STATE FARM VP MANAGEMENT CORP.
Office #1: Park Center 2- 237 Perimeter Center Parkway, Dunwoody, GA 30346BD
CRD#: 43036
Dunwoody, GA
Past
November 13, 2014 - November 9, 2015
FIRST COMMAND BROKERAGE SERVICES, INC.
RIA
CRD#: 3641
ALPHARETTA, GA
Past
November 13, 2014 - November 9, 2015
FIRST COMMAND BROKERAGE SERVICES, INC.
BD
CRD#: 3641
ALPHARETTA, GA
Past
April 8, 2013 - October 8, 2014
FIRST COMMAND BROKERAGE SERVICES, INC.
RIA
CRD#: 3641
COLUMBUS, GA
Past
February 4, 2013 - October 8, 2014
FIRST COMMAND BROKERAGE SERVICES, INC.
BD
CRD#: 3641
COLUMBUS, GA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
STATE FARM INVESTMENT MANAGEMENT CORP.
STATE FARM INVESTMENT MANAGEMENT | STATE FARM INVESTMENT MANAGEMENT CORP.
CRD#: 3487 / SEC#: 801-8184, 8-13379
RIA
Registered Investment Advisory firm - SEC (12/14/1971 Approved)BD
Terminated by SEC on 06/30/2001
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Georgia(9/28/2021)
IAR
Georgia(1/17/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 6TO
Date: 9/10/2021
Investment Company Products/Variable Contracts Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
STATE FARM INVESTMENT MANAGEMENT CORP.
STATE FARM INVESTMENT MANAGEMENT | STATE FARM INVESTMENT MANAGEMENT CORP.
CRD#: 3487 / SEC#: 801-8184, 8-13379
RIA
Registered Investment Advisory firm - SEC (12/14/1971 Approved)BD
Terminated by SEC on 06/30/2001
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Contact information
Main Address
One State Farm Plaza B-2, Bloomington, IL 61710-0001
Mailing Address
Phone number
(800) 447-0740
Established
Delaware since 12/09/1966
Firm type
Corporation
Fiscal year end
November
# of Employees
150
SEC notice filing (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| STATE FARM MUTUAL AUTOMOBILE INSURANCE COMPANY | OWNER | |
| CHEVALIER, JEREL SAM | ASSISTANT SECRETARY-TREASURER | 2209892 |
| GRIMES, DAVID ROY | VICE PRESIDENT & SECRETARY | 1432710 |
| GRIZZLE, DAVID RAY | ASSISTANT SECRETARY/TREASURER | 4084087 |
| HORTON, STEPHEN LOWELL | ASSISTANT SECRETARY | 3124493 |
| JAYNES, DONALD ONEIL | ASSISTANT SECRETARY | 3124497 |
| JOSLIN, ROGER SCOTT | DIRECTOR, VICE PRESIDENT & TREASURER | 262350 |
| KILLIAN, JOHN JOSEPH | DIRECTOR | 2614915 |
| MOORE, DAVID MICHAEL | ASSISTANT SECRETARY | 2876793 |
| MOSER, KURT GEORGE | DIRECTOR & SENIOR VICE PRESIDENT | 2065254 |
| RUST, EDWARD BARRY JR | DIRECTOR AND PRESIDENT | 1450795 |
| THOMAS, HOWARD ANDREW | ASSISTANT SECRETARY-TREASURER | 3150520 |
| TIPSORD, MICHAEL LEON | ASSISTANT SECRETARY | 1943922 |
| TROSINO, VINCENT JOSEPH | DIRECTOR | 1780681 |
Regulatory assets under management
| Total Number of Accounts | 38 |
| AUM (Assets Under Management) | $ 11,294,815,444 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
