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Katherine Cuccia Hebert

Katherine C. Hebert

HASSELL WEALTH MANAGEMENT
Houma, LA 70360
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CRD#: 6111020
Katherine Cuccia Hebert

Professional summary


Katherine Cuccia Hebert, CFP®, who also goes by Katherine E Cuccia, Katherine Elizabeth Cuccia, Katherine Elizabeth Hebert, is a registered financial advisor currently at HASSELL WEALTH MANAGEMENT located in Houma, Louisiana.

Katherine is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2014. Katherine has worked at 4 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
Yes

Aliases


Katherine E Cuccia | Katherine Elizabeth Cuccia | Katherine Elizabeth Hebert

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - RIA


Click below to view Katherine Cuccia Hebert's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Start date: 2021

Experience


Current

June 26, 2020 - Present

HASSELL WEALTH MANAGEMENT

Office #1: 300 Lafayette Street Suite 200, Houma, LA 70360
RIA
CRD#: 297892
Houma, LA
Past

September 13, 2017 - July 7, 2020

HANCOCK WHITNEY INVESTMENT SERVICES INC.

RIA
CRD#: 40637
THIBODAUX, LA
Past

June 5, 2017 - July 7, 2020

HANCOCK WHITNEY INVESTMENT SERVICES INC.

BD
CRD#: 40637
THIBODAUX, LA
Past

August 10, 2016 - June 5, 2017

FORESTERS FINANCIAL SERVICES, INC.

BD
CRD#: 305
BATON ROUGE, LA
Past

August 6, 2014 - July 26, 2016

LPL FINANCIAL LLC

BD
CRD#: 6413
BATON ROUGE, LA

Primary Firm SEC Registration


This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
HW
HASSELL WEALTH MANAGEMENT
HASSELL WEALTH MANAGEMENT | HASSELL WEALTH MANAGEMENT, L.L.C.

CRD#: 297892 / SEC#: 801-114012

RIA
Registered Investment Advisory firm - (9/26/2018 Approved)

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Louisiana
(6/26/2020)
IAR
Texas
(12/9/2022)

Exams


State Security Law Exam
IAR
Series 65
Date: 9/12/2017
Uniform Investment Adviser Law Examination
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam

Current Firm


HW
HASSELL WEALTH MANAGEMENT
HASSELL WEALTH MANAGEMENT | HASSELL WEALTH MANAGEMENT, L.L.C.

CRD#: 297892 / SEC#: 801-114012

RIA
Registered Investment Advisory firm - (9/26/2018 Approved)
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Contact information


Main Address
300 Lafayette Street Suite 200, Houma, LA 70360
Mailing Address
Phone number
(985) 868-9881
Established
Firm type
Fiscal year end
# of Employees
8

SEC notice filing (4 States and Territories)


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Documents


Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

HASSELL WEALTH MGMT FORM ADV PART 2A BROCHURE (3/21/2025)

Regulatory assets under management


Total Number of Accounts1,161
AUM (Assets Under Management)$ 348,596,307

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


HASSELL WEALTH MANAGEMENT

CRD#: 297892Houma, LA 70360

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