Peter Shu
STRATEGIC ADVISERS LLC | Financial Consultant
TEMPLE CITY, CA
Some features on this profile are disabled
CRD#: 6111001
Professional summary
Peter Shu, CFP® is a registered financial advisor currently at STRATEGIC ADVISERS LLC located in Temple City, California and FIDELITY BROKERAGE SERVICES LLC located in Burbank, California.
Peter is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2012. Peter has worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.
Biography
As a Certified Financial Planner (TM) and a MBA I pride myself on understanding my client's unique financial situation. I believe that financial planning is a core component of a happy and well-balanced life. I would be delighted to meet with you to see how we can work towards your specific goals.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Peter Shu's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Education
Pepperdine University
Master of Business Administration (MBA) - Finance
2013
California Poly State University
Minor in Business Law - Business
2008
California Poly State University
International Business - Business
2008
California Poly State University
Marketing Management - Business
2008
Experience
Current
March 31, 2025 - Present
STRATEGIC ADVISERS LLC
Office #2: 2900 W. Alameda Ave Ste 150, Burbank, CA 91505-4241RIA
CRD#: 104555
TEMPLE CITY, CA
Current
October 20, 2015 - Present
FIDELITY BROKERAGE SERVICES LLC
Office #1: 2900 W. Alameda Ave, Ste 150, Burbank, CA 91505-4216BD
CRD#: 7784
Burbank, CA
Past
July 13, 2018 - March 31, 2025
FIDELITY PERSONAL AND WORKPLACE ADVISORS
RIA
CRD#: 288590
BURBANK, CA
Past
October 22, 2015 - July 13, 2018
STRATEGIC ADVISERS LLC
RIA
CRD#: 104555
PASADENA, CA
Past
August 15, 2014 - October 15, 2015
BANCWEST INVESTMENT SERVICES, INC.
RIA
CRD#: 29357
IRVINE, CA
Past
August 15, 2014 - October 15, 2015
BANCWEST INVESTMENT SERVICES, INC.
BD
CRD#: 29357
IRVINE, CA
Past
November 6, 2012 - May 6, 2014
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RIA
CRD#: 7691
IRVINE, CA
Past
October 3, 2012 - May 6, 2014
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
IRVINE, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
Registered Investment Advisory firm - (8/11/1977 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(7/19/2024)
RR
Arizona(1/4/2025)
RR
California(10/20/2015)
IAR
California(3/31/2025)
RR
Colorado(3/12/2021)
RR
Florida(7/26/2021)
RR
Georgia(3/26/2024)
RR
Hawaii(2/13/2025)
RR
Illinois(7/19/2024)
RR
Indiana(5/3/2024)
RR
Maryland(7/28/2025)
RR
Massachusetts(3/19/2024)
RR
Nevada(7/19/2024)
RR
New Hampshire(8/7/2024)
RR
New Jersey(1/20/2022)
RR
New Mexico(7/16/2021)
RR
New York(3/12/2021)
RR
North Carolina(3/28/2025)
RR
Oregon(1/4/2025)
RR
Rhode Island(3/19/2024)
RR
South Dakota(9/12/2024)
RR
Tennessee(3/19/2024)
RR
Texas(3/26/2024)
IAR
Texas(3/31/2025)
RR
Vermont(2/13/2025)
RR
Virginia(9/22/2023)
RR
Washington(3/19/2024)
RR
Wisconsin(5/19/2023)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
New York Stock Exchange
Current Firm
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
Registered Investment Advisory firm - (8/11/1977 Approved)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
155 Seaport Blvd, Boston, MA 02210-2698
Mailing Address
Phone number
(617) 563-7000
Established
Firm type
Fiscal year end
# of Employees
16,291
SEC notice filing (52 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,486,631 |
| AUM (Assets Under Management) | $ 1,067,664,605,590 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/24/2025 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
STRATEGIC ADVISERS LLC
Financial ConsultantCRD#: 104555Temple City, CATRUST BUT VERIFY
Monitor Peter Shu
Get automatic monthly alerts on:Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates
Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
