RW
Ross P. Wingert
CETERA INVESTMENT ADVISERS LLC
SOUTHFIELD, MI 48076
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CRD#: 6110910
RW
Professional summary
Ross P Wingert, who also goes by Ross Patrick Wingert, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Southfield, Michigan and CETERA WEALTH SERVICES, LLC located in Southfield, Michigan.
Ross is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2012. Ross has worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Ross Patrick Wingert
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) WSFG FIXED INSURANCE POSITION: Agent/Broker NATURE: Fixed Insurance Sales INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 06/01/2018 ADDRESS: , Southfield MI , United States DESCRIPTION: Agent/Broker 2) COACH POSITION: Coach NATURE: Sport Coach/Referee INVESTMENT RELATED: No NUMBER OF HOURS: 35 SECURITIES TRADING HOURS: 1 START DATE: 11/01/2016 ADDRESS: 745 N Oxford Rd, Oxford MI 48371, United States DESCRIPTION: I coach a high school wrestling team. The practices and events are in the evening. 3) GO FUND ME POSITION: Volunteer NATURE: Volunteer/Community Outreach INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 01/17/2022 ADDRESS: 855 Jefferson Avenue P.O. Box 1329, Redwood City CA 94063, United States DESCRIPTION: I was asked to be the name on this fundraiser for the Myre family. When the tragedy at Oxford High School happened, the Myre's created a foundation and scholarships for others while paying out of pocket for therapy, being away from work, etc. This was created to help in any way possible during their time of struggle. I was just asked to be the recognizable name on the fund raiser. 4) NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FIXED INSURANCE; START DATE: 12/2012; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 1; POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT; BRIEF DESCRIPTION OF DUTIES: SALES OF FIXED INSURANCE PRODUCTS;
CRS (Client Relationship Summary) - RIA
Click below to view Ross P Wingert's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 10, 2023 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 20750 Civic Ctr Dr Ste 590, Southfield, MI 48076RIA
CRD#: 105644
SOUTHFIELD, MI
Current
August 10, 2023 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 20750 Civic Center Drive Suite 590, Southfield, MI 48076BD
CRD#: 13572
Southfield, MI
Past
July 21, 2022 - August 10, 2023
SECURIAN FINANCIAL SERVICES, INC.
RIA
CRD#: 15296
Southfield, MI
Past
July 21, 2022 - August 10, 2023
SECURIAN FINANCIAL SERVICES, INC.
BD
CRD#: 15296
Southfield, MI
Past
June 6, 2018 - February 1, 2022
SECURIAN FINANCIAL SERVICES, INC.
BD
CRD#: 15296
Southfield, MI
Past
June 5, 2018 - February 1, 2022
SECURIAN FINANCIAL SERVICES, INC.
RIA
CRD#: 15296
Southfield, MI
Past
October 7, 2014 - March 15, 2018
EDWARD JONES
RIA
CRD#: 250
ROCHESTER HILLS, MI
Past
October 6, 2014 - March 15, 2018
EDWARD JONES
BD
CRD#: 250
ROCHESTER HILLS, MI
Past
June 24, 2013 - August 21, 2013
EDWARD JONES
BD
CRD#: 250
ST. LOUIS, MO
Past
December 17, 2012 - February 13, 2013
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
BLOOMFIELD HILLS, MI
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Indiana(1/9/2025)
RR
Michigan(8/10/2023)
IAR
Michigan(8/10/2023)
RR
Ohio(11/12/2024)
RR
Tennessee(9/24/2025)
RR
Wisconsin(8/10/2023)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
