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KY

Katrina K. Yarbrough

EMPOWER ADVISORY GROUP
STARKVILLE, MS
Some features on this profile are disabled
CRD#: 6110468
KY

Professional summary

Katrina Kay Yarbrough, who also goes by Katrina Kay Dyess, Katrina Kay Young, is a registered financial advisor currently at EMPOWER ADVISORY GROUP, LLC located in Starkville, Mississippi and EMPOWER FINANCIAL SERVICES, INC. located in Greenwood Village, Colorado.

Katrina is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2012. Katrina has worked at 5 firms and has passed the Series 63, Series 66, Series 7TO, SIE and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Katrina Kay Dyess | Katrina Kay Young

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Boards of Directors; Shockwave Starkville Swim Team; Secretary; Mississippi State, MS 39762; Not Investment Related; Aug 2017; 1-9 hours per month; 0 during trading hours.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Katrina Kay Yarbrough's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

November 24, 2020 - Present

EMPOWER ADVISORY GROUP, LLC

RIA
CRD#: 112058
STARKVILLE, MS
Current

October 10, 2019 - Present

EMPOWER FINANCIAL SERVICES, INC.

Office #1: 8515 E Orchard Road, Greenwood Village, CO 80111
BD
CRD#: 13109
Greenwood Village, CO
Past

August 26, 2019 - September 23, 2019

AMERIPRISE FINANCIAL SERVICES, LLC

BD
CRD#: 6363
Starkville, MS
Past

September 5, 2018 - September 23, 2019

AMERIPRISE FINANCIAL SERVICES, LLC

RIA
CRD#: 6363
Starkville, MS
Past

March 13, 2014 - June 18, 2018

ET GEORGE INVESTMENT MANAGEMENT, LLC

RIA
CRD#: 167296
STARKVILLE, MS
Past

October 29, 2012 - April 3, 2013

WELLS FARGO CLEARING SERVICES, LLC

RIA
CRD#: 19616
STARKVILLE, MS
Past

October 8, 2012 - April 3, 2013

WELLS FARGO CLEARING SERVICES, LLC

BD
CRD#: 19616
STARKVILLE, MS

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
EA
EMPOWER ADVISORY GROUP, LLC
ADVISED ASSETS GROUP INC | EMPOWER ADVISORY GROUP, LLC | ADVISED ASSETS GROUP, LLC

CRD#: 112058 / SEC#: 801-58105

RIA
Registered Investment Advisory firm - (11/22/2000 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Mississippi
(8/24/2020)
IAR
Mississippi
(11/24/2020)

Exams

State Security Law Exam
RR
Series 63
Date: 10/25/2019
Uniform Securities Agent State Law Examination
State Security Law Exam
RR
IAR
Series 66
Date: 10/26/2012
Uniform Combined State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 8/26/2019
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 5/17/2019
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 10/5/2012
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

EA
EMPOWER ADVISORY GROUP, LLC
ADVISED ASSETS GROUP INC | EMPOWER ADVISORY GROUP, LLC | ADVISED ASSETS GROUP, LLC

CRD#: 112058 / SEC#: 801-58105

RIA
Registered Investment Advisory firm - (11/22/2000 Approved)
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Contact information

Main Address
8515 East Orchard Rd 4t2, Greenwood Village, CO 80111
Mailing Address
Phone number
(866) 575-4977
Established
Firm type
Fiscal year end
# of Employees
822

SEC notice filing (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

EMPOWER ADVISORY GROUP PERSONAL STRATEGY(R) WRAP FEE PROGRAM (11/25/2025)
EMPOWER ADVISORY GROUP - ONLINE ADVICE & MANAGED ACCOUNT SERVICE FOR EMPOWER PREMIER IRA (9/22/2025)
EMPOWER ADVISORY GROUP FINANCIAL PLANNING SERVICE (9/19/2025)
EMPOWER PREMIER INVESTMENT ACCOUNT (9/19/2025)
EMPOWER ADVISORY GROUP WRAP FEE PROGRAM BROCHURE FOR EMPOWER MANAGED PORTFOLIOS (9/19/2025)
EMPOWER ADVISORY GROUP - ONLINE ADVICE & PROFESSIONAL MANAGEMENT PROGRAM (9/19/2025)
EMPOWER ADVISORY GROUP - ONLINE ADVICE & MANAGED ACCOUNT SERVICE/MY TOTAL RETIREMENT (9/19/2025)

Regulatory assets under management

Total Number of Accounts250,707
AUM (Assets Under Management)$ 159,120,330,491

Accountant surprise examination report

Filing DateForm ADV-E CoverForm ADV-E Report
03/28/2025
Cover Page
Report
11/21/2023
Cover Page
Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

EMPOWER ADVISORY GROUP, LLC

CRD#: 112058Starkville, MS

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