Catherine L. Mustico
Professional summary
Catherine Lynn Mustico, who also goes by Catherine Lynn Mieczkowski, is a registered financial professional currently at MUTUAL SECURITIES, INC. located in Elmira, New York.
Catherine is registered as a RR (Registered Representative) and started their career in finance in 2012. Catherine has worked at 3 firms and has passed the Series 63, SIE and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Catherine Lynn Mustico's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 25, 2021 - Present
MUTUAL SECURITIES, INC.
Office #1: 221 W. Church Street, Elmira, NY 14901September 24, 2014 - January 7, 2015
BRIGHTON SECURITIES CORP.
September 18, 2012 - August 30, 2019
ELARA SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(12/6/2022)
(1/8/2025)
Exams
FINRA
Current Firm
MUTUAL SECURITIES, INC.
CRD#: 13092 / SEC#: 801-68443, 8-28580
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MUTUAL GROUP, INC. | CORPORATION | |
| CLAUSSEN, DAWN MARIE | CHIEF OPERATING OFFICER | 5445747 |
| DAMIANI, NICHOLAS ARTHUR | CHIEF ADMINISTRATIVE OFFICER | 5669491 |
| JASPER, AARON T | CHIEF EXECUTIVE OFFICER | 5016734 |
| SABOL, RYAN STEPHEN | MANAGING PRINCIPAL | 4419285 |
| SHANNON, DEBRA DAWN | CHIEF COMPLIANCE OFFICER | 5021297 |
| VOSS, MITCHELL CRAIG | CHAIRMAN | 1029100 |
Disclosures
| Regulatory Event | 2 |
| Arbitration | 8 |
Red Flags
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Company Information
MUTUAL SECURITIES, INC.
CRD#: 13092Elmira, NY 14901TRUST BUT VERIFY
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