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GS

Giovanni M. Soleti

I5EQUITY
San Francisco, CA 94111
Some features on this profile are disabled
CRD#: 6109434
GS

Professional summary


Giovanni Marcellino Soleti, who also goes by Giovanni M Soleti, Giovanni Marcellino Soleti, Gianni Soleti, is a registered financial professional currently at I5EQUITY located in San Francisco, California.

Giovanni is registered as a RR (Registered Representative) and started their career in finance in 2014. Giovanni has worked at 4 firms and has passed the Series 63, Series 7TO, SIE, Series 79 and Series 24 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Giovanni M Soleti | Giovanni Marcellino Soleti | Gianni Soleti

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Giovanni Marcellino Soleti's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

April 3, 2020 - Present

I5EQUITY

Office #1: 1700 Montgomery Street Suite 108, San Francisco, CA 94111Office #3: 1700 Montgomery Street, San Francisco, CA 94111
BD
CRD#: 298949
San Francisco, CA
Past

April 16, 2019 - October 9, 2019

GT SECURITIES, INC.

BD
CRD#: 116012
San Mateo, CA
Past

February 14, 2018 - December 11, 2018

ROSSOFF & CO. LLC

BD
CRD#: 148440
NEW YORK, NY
Past

December 19, 2014 - March 10, 2016

BA SECURITIES, LLC

BD
CRD#: 153489
W. CONSHOHOCKEN, PA

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(4/10/2020)
RR
Connecticut
(5/7/2025)
RR
Delaware
(7/9/2025)
RR
District of Columbia
(7/1/2025)
RR
Georgia
(5/8/2025)
RR
Illinois
(6/30/2025)
RR
Massachusetts
(7/21/2025)
RR
New Jersey
(5/5/2025)
RR
New York
(5/2/2025)
RR
North Carolina
(5/2/2025)
RR
Texas
(2/6/2023)
RR
Utah
(11/4/2025)
RR
Washington
(5/19/2025)

Exams


State Security Law Exam
RR
Series 63
Date: 5/1/2015
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 8/22/2019
General Securities Representative Examination
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA

Current Firm


I5
I5EQUITY
GOLOMB SOLETI CAPITAL | I5EQUITY

CRD#: 298949 / SEC#: , 8-70216

BD
Broker-Dealer Firm Regulated by FINRA (San Francisco district office)
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Contact information


Main Address
1700 Montgomery Street Suite 108, San Francisco, CA 94111
Mailing Address
1700 Montgomery St Suite 108, San Francisco, CA 94111
Phone number
(650) 732-2223
Established
California since 06/22/2018
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (13 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers


NamePositionCRD#
I5GROWTH, INCSHAREHOLDER
EFREM, KATHY KHATINAFINOP3248100
SOLETI, GIOVANNI MARCELLINOCEO/CCO6109434

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


I5EQUITY

CRD#: 298949San Francisco, CA 94111

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