Justin M. Heindl
CETERA INVESTMENT ADVISERS LLC
SPENCER, WV 25276
Some features on this profile are disabled
CRD#: 6108998
Professional summary
Justin Mark Heindl, CFP® is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Spencer, West Virginia and CETERA INVESTMENT SERVICES LLC located in Spencer, West Virginia.
Justin is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2012. Justin has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1.) MAINTAIN CURRENT ANNUITY CONTRACTS AT RENWAL FOR PRODUCTS SOLD AT POCA VALLEY INSURANCE AND FINANCIAL. 2.) DEACON @RIPLEY BAPTIST TEMPLE, ATTEND CHURCH MEETINGS &ASSIST PASTOR W/VISITS TO CHURCH MEMBERS 3HRS WK. AND (3) ASSISTANT TREASURER @RIPLEY BAPTIST TEMPLE, ASST W/PREPARING BUDGET, DOCUMENTING EXPENDITURES, PAYING BILLS W/DUAL SIGNATURE REQ'D ACCOUNT, KEEPING ATTENDANCE & MEMBERSHIP RECORDS. 1 HR WK, NO SECURITIES ACTIVIES, THERE ARE CLIENTS WHO ATTEND THE CHURCH. 3.) SPORT COACHING, 6/HRS/WK.
CRS (Client Relationship Summary) - RIA
Click below to view Justin Mark Heindl's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2018
Experience
Current
November 17, 2017 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: One Black Walnut Avenue, Spencer, WV 25276RIA
CRD#: 105644
SPENCER, WV
Current
November 6, 2017 - Present
CETERA INVESTMENT SERVICES LLC
Office #1: One Black Walnut Avenue, Spencer, WV 25276Office #2: 7033 Charleston Rd, Walton, WV 25286BD
CRD#: 15340
Spencer, WV
Past
June 8, 2017 - November 6, 2017
INVESTMENT CENTERS OF AMERICA, INC.
RIA
CRD#: 16443
SPENCER, WV
Past
June 1, 2017 - November 6, 2017
INVESTMENT CENTERS OF AMERICA, INC.
BD
CRD#: 16443
SPENCER, WV
Past
February 13, 2013 - June 5, 2017
WOODBURY FINANCIAL SERVICES, INC.
RIA
CRD#: 421
SPENCER, WV
Past
October 4, 2012 - June 5, 2017
WOODBURY FINANCIAL SERVICES, INC.
BD
CRD#: 421
SPENCER, WV
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Florida(11/6/2017)
RR
Georgia(9/20/2021)
RR
Kansas(3/23/2022)
RR
Kentucky(3/23/2022)
RR
Missouri(2/5/2025)
RR
New Jersey(3/16/2023)
RR
North Carolina(11/6/2017)
RR
Ohio(11/6/2017)
RR
Pennsylvania(11/6/2017)
RR
Virginia(11/6/2017)
RR
West Virginia(11/6/2017)
IAR
West Virginia(11/17/2017)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644Spencer, WV 25276TRUST BUT VERIFY
Monitor Justin Heindl
Get automatic monthly alerts on:Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates
