Nicholas J. Exias
Professional summary
Nicholas Jason Exias, who also goes by Nicholas Exias, is a registered financial advisor currently at STRATEGIC ADVISERS LLC located in New Britain, Connecticut and FIDELITY BROKERAGE SERVICES LLC located in West Hartford, Connecticut.
Nicholas is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2014. Nicholas has worked at 9 firms and has passed the Series 66, Series 63, Series 6TO, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Nicholas Jason Exias's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 31, 2025 - Present
STRATEGIC ADVISERS LLC
September 26, 2023 - Present
FIDELITY BROKERAGE SERVICES LLC
Office #1: 29 South Main Street Ste A02 Town Center, West Hartford, CT 06107November 2, 2023 - March 31, 2025
FIDELITY PERSONAL AND WORKPLACE ADVISORS
July 1, 2021 - June 9, 2022
SANTANDER SECURITIES LLC
July 1, 2021 - June 9, 2022
SANTANDER SECURITIES LLC
July 16, 2019 - December 31, 2020
TD AMERITRADE INVESTMENT MANAGEMENT, LLC
July 16, 2019 - January 11, 2021
TD AMERITRADE, INC.
June 10, 2019 - January 11, 2021
TD AMERITRADE, INC.
June 13, 2016 - June 4, 2019
J.P. MORGAN SECURITIES LLC
September 4, 2015 - May 10, 2016
EQUITABLE ADVISORS, LLC
January 18, 2014 - September 8, 2015
MSI FINANCIAL SERVICES, INC.
Primary Firm SEC Registration
STRATEGIC ADVISERS LLC
CRD#: 104555 / SEC#: 801-13243
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/26/2023)
(3/31/2025)
(9/29/2023)
(9/29/2023)
(9/29/2023)
(9/29/2023)
(9/29/2023)
(4/30/2025)
(9/29/2023)
(9/29/2023)
(9/29/2023)
(9/29/2023)
(9/29/2023)
(9/29/2023)
(9/29/2023)
(9/29/2023)
(9/29/2023)
(9/29/2023)
(9/29/2023)
(3/31/2025)
(9/29/2023)
(9/29/2023)
(9/29/2023)
Exams
Series 6TO
Date: 9/26/2023
Investment Company Products/Variable Contracts Representative ExaminationFINRA
New York Stock Exchange
Current Firm
STRATEGIC ADVISERS LLC
CRD#: 104555 / SEC#: 801-13243
Contact information
SEC notice filing (52 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,486,631 |
| AUM (Assets Under Management) | $ 1,067,664,605,590 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/24/2025 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
