Michael A. Cohen
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Adam Cohen, who also goes by Michael Cohen, was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 2012. Michael had worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 2, 2021 - July 20, 2022
ALPS DISTRIBUTORS, INC.
January 8, 2015 - August 22, 2019
BLACKROCK INVESTMENT MANAGEMENT, LLC
January 6, 2015 - August 22, 2019
BLACKROCK INVESTMENTS, LLC
December 13, 2013 - December 9, 2014
HARTFORD FUNDS DISTRIBUTORS, LLC
November 1, 2012 - December 10, 2013
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
October 4, 2012 - December 10, 2013
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
ALPS DISTRIBUTORS, INC.
CRD#: 16853 / SEC#: , 8-34626
Contact information
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
Disclosures
| Regulatory Event | 4 |
Red Flags
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