SW
Scott A. Wight
CETERA INVESTMENT ADVISERS LLC
SALISBURY, MD 21801
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CRD#: 6108529
SW
Professional summary
Scott Alexander Wight, AIF® is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Salisbury, Maryland and CETERA WEALTH SERVICES, LLC located in Salisbury, Maryland.
Scott is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2012. Scott has worked at 4 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FIXED INSURANCE START DATE: 10/2019 APX NUMBER OF HOURS PER WEEK: VARIES APX NUMBER OF HOURS DURING TRADING HOURS: VARIES POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: SELLS LIFE, ANNUITIES, LONG TERM CARE AND PROPERTY AND CASUALTY (2) NAME OF OTHER BUSINESS: WILGUS INSURANCE AGENCY INC. DBA WILGUS INSURANCE AGENCY AND FINANCIAL SERVICES ; INVESTMENT RELATED: YES ; ADDRESS: SAME AS REGISTERED LOCATION ; NATURE OF BUSINESS: FIXED INSURANCE; START DATE: 12/2017 ; POSITION/TITLE/RELATIONSHIP: VP OF OPERATIONS; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 ; BRIEF DESCRIPTION OF DUTIES: RUN THE OPERATIONS OF THE AGENCY; (3) NAME OF OTHER BUSINESS: THE SHORE SOLUTION LLC INVESTMENT RELATED: NO ADDRESS: 27200 TARTAN LANE SALISBURY MD NATURE OF BUSINESS: REAL ESTATE RENTALS START DATE: 06/2017 POSITION/TITLE/RELATIONSHIP: OWNER APX NUMBER OF HOURS PER WEEK: 1 APX NUMBER OF HOURS DURING TRADING HOURS: MINIMAL BRIEF DESCRIPTION OF DUTIES: LANDLORD DUTIES (4) NAME OF OTHER BUSINESS: HEIGHTS FINANCIAL GROUP ; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION ; NATURE OF BUSINESS: FINANCIAL SERVICES ; START DATE: 11/2021 ; POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL ; APX NUMBER OF HOURS PER WEEK: 30 ; APX NUMBER OF HOURS DURING TRADING HOURS: 30 ; BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES ;
CRS (Client Relationship Summary) - RIA
Click below to view Scott Alexander Wight's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
June 29, 2023 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 1203 Pemberton Dr, Salisbury, MD 21801RIA
CRD#: 105644
SALISBURY, MD
Current
October 15, 2019 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 1203 Pemberton Dr, Salisbury, MD 21801BD
CRD#: 13572
Salisbury, MD
Past
October 15, 2019 - June 29, 2023
CETERA WEALTH SERVICES, LLC
RIA
CRD#: 13572
Salisbury, MD
Past
March 26, 2018 - October 8, 2019
NATIONWIDE SECURITIES, LLC
RIA
CRD#: 11173
SALISBURY, MD
Past
February 7, 2018 - October 8, 2019
NATIONWIDE SECURITIES, LLC
BD
CRD#: 11173
SALISBURY, MD
Past
March 23, 2015 - December 11, 2017
CETERA WEALTH SERVICES, LLC
RIA
CRD#: 13572
HADDON HEIGHTS, NJ
Past
March 23, 2015 - December 11, 2017
CETERA WEALTH SERVICES, LLC
BD
CRD#: 13572
HADDON HEIGHTS, NJ
Past
March 12, 2013 - January 30, 2015
NATIONWIDE SECURITIES, LLC
RIA
CRD#: 11173
SALISBURY, MD
Past
February 13, 2013 - January 30, 2015
NATIONWIDE SECURITIES, LLC
BD
CRD#: 11173
SALISBURY, MD
Past
November 27, 2012 - December 17, 2012
VOYA FINANCIAL ADVISORS, INC.
RIA
CRD#: 2882
PHILADELPHIA, PA
Past
August 30, 2012 - December 17, 2012
VOYA FINANCIAL ADVISORS, INC.
BD
CRD#: 2882
PHILADELPHIA, PA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Colorado(11/8/2022)
RR
Delaware(10/15/2019)
RR
District of Columbia(7/16/2025)
RR
Florida(4/18/2022)
RR
Maine(8/8/2024)
RR
Maryland(10/15/2019)
IAR
Maryland(6/29/2023)
RR
New Jersey(2/22/2022)
RR
New Mexico(8/8/2024)
RR
North Carolina(4/20/2021)
RR
Ohio(4/4/2024)
RR
Pennsylvania(9/8/2021)
RR
South Carolina(7/29/2024)
RR
Virginia(5/12/2022)
RR
West Virginia(8/2/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644Salisbury, MD 21801TRUST BUT VERIFY
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