John B. Dodd

CATALYST PRIVATE WEALTH

SAN MATEO, CA 94401

Some features on this profile are disabled

CRD#: 6108349

Professional summary

John Brenton Dodd is a registered financial advisor currently at CATALYST PRIVATE WEALTH, LLC located in San Mateo, California.

John is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2012. John has worked at 3 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

THE LONELY MUSHROOM; NON-INVESTMENT RELATED; 1329 PALOMA AVE, BURLINGAME, CA 94010; CUSTOM CRUSH WINE; FOUNDER; START DATE 2/21/19; 5 HRS PER MONTH, NO HRS DURING SECURITIES TRADING; PRODUCE WINE THROUGH CUSTOM CRUSH CONTRACTS THEN SELL WINE TO RETAILERS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Brenton Dodd's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 1, 2019 - Present

CATALYST PRIVATE WEALTH, LLC

Office #1: 3 East Third Ave., Office 323, San Mateo, CA 94401

RIA

CRD#: 305565

SAN MATEO, CA

Past

January 8, 2018 - September 30, 2019

MUTUAL ADVISORS, LLC

RIA

CRD#: 167658

San Francisco, CA

Past

August 13, 2012 - April 4, 2018

CLEARPATH CAPITAL PARTNERS LLC

RIA

CRD#: 111756

SAN FRANCISCO, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CATALYST PRIVATE WEALTH, LLC

CRD#: 305565 / SEC#: 801-117383

RIA

Registered Investment Advisory firm - (9/20/2019 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(10/1/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 3/15/2012

Uniform Investment Adviser Law Examination

Current Firm

CATALYST PRIVATE WEALTH, LLC

CRD#: 305565 / SEC#: 801-117383

RIA

Registered Investment Advisory firm - (9/20/2019 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

3 East Third Ave. Office 323, San Mateo, CA 94401

Mailing Address

Phone number

(415) 887-1430

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (2 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

CATALYST PRIVATE WEALTH DISCLOSURE BROCHURE (3/31/2025)

Regulatory assets under management

Total Number of Accounts	487
AUM (Assets Under Management)	$ 330,573,403

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Ashkahn Moayedi

WELLS FARGO CLEARING SERVICES, LLC

IAR

DANVILLE, CA

Adam Green

J.P. MORGAN SECURITIES LLC

IAR

SAN MATEO, CA

Maximilian Soares

J.P. MORGAN SECURITIES LLC

San Francisco, CA

Why Advisor Check

We're Here To Help

Advisor Monitoring

Firm Stability Insights

John B. Dodd

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Brenton Dodd's CRS (Customer Relationship Summary).

Certified licenses

Experience

CATALYST PRIVATE WEALTH, LLC

MUTUAL ADVISORS, LLC

CLEARPATH CAPITAL PARTNERS LLC

Primary Firm SEC Registration

CATALYST PRIVATE WEALTH, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 3/15/2012

Current Firm

CATALYST PRIVATE WEALTH, LLC

Contact information

SEC notice filing (2 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

CATALYST PRIVATE WEALTH, LLC

TRUST BUT VERIFY

Similar Advisors