Luther J. Hermano
Professional summary
Luther James Hermano, who also goes by Lee James Hermano, is a registered financial professional currently at MISSIONSQUARE INVESTMENT SERVICES located in Washington, District Of Columbia.
Luther is registered as a RR (Registered Representative) and started their career in finance in 2013. Luther has worked at 4 firms and has passed the Series 63, Series 7TO, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Luther James Hermano's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 5, 2022 - Present
MISSIONSQUARE INVESTMENT SERVICES
Office #1: 777 North Capitol Street, Ne Suite 600, Washington, DC 20002-4240February 23, 2016 - October 15, 2020
MUTUAL OF AMERICA LIFE INSURANCE COMPANY
February 23, 2016 - July 14, 2022
MUTUAL OF AMERICA SECURITIES LLC
June 16, 2015 - August 20, 2015
MUTUAL OF AMERICA SECURITIES LLC
June 16, 2015 - August 20, 2015
MUTUAL OF AMERICA LIFE INSURANCE COMPANY
March 26, 2013 - June 12, 2015
J.P. MORGAN SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/5/2022)
(7/5/2022)
Exams
Series 7TO
Date: 8/5/2022
General Securities Representative ExaminationFINRA
Current Firm
MISSIONSQUARE INVESTMENT SERVICES
CRD#: 23189 / SEC#: , 8-40268
Contact information
FINRA licenses (51 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| INTERNATIONAL CITY MANAGEMENT ASSOCIATION RETIREMENT CORPORATION D/B/A MISSIONSQUARE RETIREMENT | MEMBER/OWNER | |
| GANEY, PETER DAVIDSON | MANAGER | 2282691 |
| HOGENDORN, SHANNON DANIEL | CHIEF OPERATIONS OFFICER | 3221945 |
| HOGENDORN, SHANNON DANIEL | PRINCIPAL MANAGER | 3221945 |
| RICHARDS, CLIFF LAWRENCE | CHIEF COMPLIANCE OFFICER | 2974428 |
| WHITTY, RICHARD PATRICK | TREASURER/FINOP | 1988149 |
Disclosures
| Regulatory Event | 3 |
| Arbitration | 2 |
Red Flags
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