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Christopher Caira

LOOMIS SAYLES DISTRIBUTORS, L.P.
BOSTON, MA
·CRD# 6108204·14 years experience

Professional Summary

Christopher Caira is a registered financial advisor currently at LOOMIS SAYLES DISTRIBUTORS, L.P. located in Boston, Massachusetts. Christopher is registered as a RR (Registered Representative) and started their career in finance in 2012. Christopher has worked at 2 firms and has passed the SIE and Series 7 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

14 years in the financial services industry

Current & Past Employments

LOOMIS SAYLES DISTRIBUTORS, L.P.·CRD# 41795
BD
One Financial Center, Boston, MA 02111
May 23, 2014 - Present
EQUITABLE ADVISORS, LLC·CRD# 6627
BD
Wellesley, MA
October 10, 2012 - December 3, 2012

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Current Firm

LS
LOOMIS SAYLES DISTRIBUTORS, L.P.

LOOMIS SAYLES DISTRIBUTORS, L.P.

CRD#: 41795 / SEC#: 8-49575
BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)

Contact Information

Main Address

One Financial Center, Boston, MA 02111

Mailing Address

One Financial Center, Boston, MA 02111-2620

Phone Number

(617) 482-2450

Established

Delaware since 07/25/1996

Firm Type

Partnership

Fiscal Year End

December

Firm Size

Small

FINRA licenses (52 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
LOOMIS SAYLES & COMPANY, L.P.LIMITED PARTNER OF REGISTRANT AND 100% OWNER OF GENERAL PARTNER—
KLOCEK, JOHN FRANCISVICE PRESIDENT, CHIEF COMPLIANCE OFFICER6256015
LEGER, MAURICE PAULPRESIDENT4575004
LOOMIS SAYLES DISTRIBUTORS, INC.SOLE GENERAL PARTNER—
MCCARTHY, MARYVP, SECRETARY—
O'CONNOR, OLGA A.VICE PRESIDENT, TREASURER, PRINCIPAL FINANCIAL OFFICER, FINANCIAL OPERATIONS PRINCIPAL7436902

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Oct 2012About the Series 7 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Christopher Caira's CRS (Customer Relationship Summary).

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