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Maurice Paul Leger

LOOMIS SAYLES DISTRIBUTORS, L.P.
BOSTON, MA
·CRD# 4575004·24 years experience

Professional Summary

Maurice Paul Leger is a registered financial advisor currently at LOOMIS SAYLES DISTRIBUTORS, L.P. located in Boston, Massachusetts. Maurice is registered as a RR (Registered Representative) and started their career in finance in 2002. Maurice has worked at 3 firms and has passed the Series 63, Series 7TO, Series 3, SIE, Series 6 and Series 24 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

24 years in the financial services industry

Current & Past Employments

LOOMIS SAYLES DISTRIBUTORS, L.P.·CRD# 41795
BD
One Financial Center, Boston, MA 02111
October 16, 2009 - Present
OLD MUTUAL INVESTMENT PARTNERS·CRD# 44916
BD
Boston, MA
April 25, 2008 - December 9, 2008
BOFA DISTRIBUTORS, INC.·CRD# 30683
BD
Boston, MA
October 11, 2002 - April 26, 2007

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Current Firm

LS
LOOMIS SAYLES DISTRIBUTORS, L.P.

LOOMIS SAYLES DISTRIBUTORS, L.P.

CRD#: 41795 / SEC#: 8-49575
BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)

Contact Information

Main Address

One Financial Center, Boston, MA 02111

Mailing Address

One Financial Center, Boston, MA 02111-2620

Phone Number

(617) 482-2450

Established

Delaware since 07/25/1996

Firm Type

Partnership

Fiscal Year End

December

Firm Size

Small

FINRA licenses (52 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
LOOMIS SAYLES & COMPANY, L.P.LIMITED PARTNER OF REGISTRANT AND 100% OWNER OF GENERAL PARTNER—
KLOCEK, JOHN FRANCISVICE PRESIDENT, CHIEF COMPLIANCE OFFICER6256015
LEGER, MAURICE PAULPRESIDENT4575004
LOOMIS SAYLES DISTRIBUTORS, INC.SOLE GENERAL PARTNER—
MCCARTHY, MARYVP, SECRETARY—
O'CONNOR, OLGA A.VICE PRESIDENT, TREASURER, PRINCIPAL FINANCIAL OFFICER, FINANCIAL OPERATIONS PRINCIPAL7436902

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Alabama
(3/1/2021)
RR
Alaska
(3/1/2021)
RR
Arizona
(3/1/2021)
RR
Arkansas
(3/1/2021)
RR
California
(3/1/2021)
RR
Colorado
(3/1/2021)
RR
Connecticut
(3/1/2021)
RR
Delaware
(3/1/2021)
RR
District of Columbia
(3/1/2021)
RR
Florida
(3/1/2021)
RR
Georgia
(3/1/2021)
RR
Hawaii
(3/1/2021)
RR
Idaho
(3/1/2021)
RR
Illinois
(3/1/2021)
RR
Indiana
(3/1/2021)
RR
Iowa
(3/1/2021)
RR
Kansas
(3/1/2021)
RR
Kentucky
(3/1/2021)
RR
Louisiana
(3/1/2021)
RR
Maine
(3/1/2021)
RR
Maryland
(3/1/2021)
RR
Massachusetts
(10/16/2009)
RR
Michigan
(3/1/2021)
RR
Minnesota
(3/1/2021)
RR
Mississippi
(3/1/2021)
RR
Missouri
(3/1/2021)
RR
Montana
(3/1/2021)
RR
Nebraska
(3/1/2021)
RR
Nevada
(3/1/2021)
RR
New Hampshire
(3/1/2021)
RR
New Jersey
(3/1/2021)
RR
New Mexico
(3/1/2021)
RR
New York
(3/1/2021)
RR
North Carolina
(3/1/2021)
RR
North Dakota
(3/1/2021)
RR
Ohio
(3/2/2021)
RR
Oklahoma
(3/1/2021)
RR
Oregon
(3/1/2021)
RR
Pennsylvania
(3/1/2021)
RR
Puerto Rico
(3/1/2021)
RR
Rhode Island
(3/1/2021)
RR
South Carolina
(3/1/2021)
RR
South Dakota
(3/1/2021)
RR
Tennessee
(3/1/2021)
RR
Texas
(3/1/2021)
RR
Utah
(3/1/2021)
RR
Vermont
(3/1/2021)
RR
Virginia
(3/1/2021)
RR
Washington
(3/1/2021)
RR
West Virginia
(3/1/2021)
RR
Wisconsin
(3/1/2021)
RR
Wyoming
(3/1/2021)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Aug 2008About the Series 63 exam

Series 7TO — General Securities Representative Examination

Passed Jan 2021About the Series 7TO exam

Series 3 — National Commodity Futures Examination

Passed Oct 2020About the Series 3 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Oct 2002About the Series 6 exam

Series 24 — General Securities Principal Examination

Passed Dec 2020About the Series 24 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Maurice Paul Leger's CRS (Customer Relationship Summary).

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