Ryan P. Fischer
Professional summary
Ryan Paul Fischer, CFP®, who also goes by Ryan Fischer, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Phoenix, Arizona and CETERA WEALTH SERVICES, LLC located in Phoenix, Arizona.
Ryan is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2012. Ryan has worked at 10 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Ryan Paul Fischer's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 5, 2025 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 5300 N Central Avenue Suite 110, Phoenix, AZ 85012September 5, 2025 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 5300 N Central Avenue Suite 110, Phoenix, AZ 85012March 17, 2020 - December 31, 2022
PK FINANCIAL STRATEGIES, LLC
October 25, 2019 - September 5, 2025
AVANTAX ADVISORY SERVICES
October 25, 2019 - September 5, 2025
AVANTAX INVESTMENT SERVICES, INC.
November 4, 2016 - October 25, 2019
1ST GLOBAL ADVISORS INC
November 4, 2016 - October 25, 2019
1ST GLOBAL CAPITAL CORP.
March 25, 2015 - June 7, 2016
USAA FINANCIAL PLANNING SERVICES
March 13, 2015 - June 7, 2016
USAA FINANCIAL ADVISORS, INC.
November 19, 2012 - January 29, 2015
EQUITABLE ADVISORS, LLC
September 10, 2012 - January 29, 2015
EQUITABLE ADVISORS, LLC
Primary Firm SEC Registration
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644 / SEC#: 801-20406
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
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Exams
FINRA
Current Firm
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644 / SEC#: 801-20406
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
