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RF

Rebecca M. Farnsworth

MGI FUNDS DISTRIBUTORS
King of Prussia, PA 19406
Some features on this profile are disabled
CRD#: 6107483
RF

Professional summary

Rebecca Mcnitt Farnsworth, who also goes by Becky Durst, Rebecca Mcnitt Durst, Becky Mcnitt Farnsworth, Rebecca Farnsworth, is a registered financial professional currently at MGI FUNDS DISTRIBUTORS, LLC located in King Of Prussia, Pennsylvania.

Rebecca is registered as a RR (Registered Representative) and started their career in finance in 2012. Rebecca has worked at 6 firms and has passed the Series 63, Series 65, SIE and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Becky Durst | Rebecca Mcnitt Durst | Becky Mcnitt Farnsworth | Rebecca Farnsworth

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Rebecca Mcnitt Farnsworth's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

April 2, 2025 - Present

MGI FUNDS DISTRIBUTORS, LLC

Office #1: 2300 Renaissance Blvd, King Of Prussia, PA 19406
BD
CRD#: 35682
King of Prussia, PA
Past

August 1, 2022 - April 2, 2024

VANGUARD MARKETING CORPORATION

BD
CRD#: 7452
MALVERN, PA
Past

March 26, 2019 - July 13, 2022

HAVERFORD FINANCIAL SERVICES, INC.

RIA
CRD#: 130007
RADNOR, PA
Past

March 26, 2019 - July 13, 2022

HAVERFORD TRUST SECURITIES, INC.

BD
CRD#: 13214
RADNOR, PA
Past

July 12, 2018 - March 22, 2019

FORESIDE FUND SERVICES, LLC

BD
CRD#: 46106
Philadelphia, PA
Past

September 25, 2012 - May 24, 2019

MONDRIAN INVESTMENT PARTNERS (U.S.), INC.

RIA
CRD#: 132427
PHILADELPHIA, PA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(4/2/2025)
RR
Alaska
(4/2/2025)
RR
Arizona
(4/2/2025)
RR
Arkansas
(4/2/2025)
RR
California
(4/2/2025)
RR
Colorado
(4/2/2025)
RR
Connecticut
(4/2/2025)
RR
Delaware
(4/2/2025)
RR
District of Columbia
(4/2/2025)
RR
Florida
(4/2/2025)
RR
Georgia
(4/2/2025)
RR
Hawaii
(4/2/2025)
RR
Idaho
(4/2/2025)
RR
Illinois
(4/2/2025)
RR
Indiana
(4/2/2025)
RR
Iowa
(4/2/2025)
RR
Kansas
(4/2/2025)
RR
Kentucky
(4/2/2025)
RR
Louisiana
(4/2/2025)
RR
Maine
(4/2/2025)
RR
Maryland
(4/2/2025)
RR
Massachusetts
(4/2/2025)
RR
Michigan
(4/2/2025)
RR
Minnesota
(4/2/2025)
RR
Mississippi
(4/2/2025)
RR
Missouri
(4/2/2025)
RR
Montana
(4/2/2025)
RR
Nebraska
(4/2/2025)
RR
Nevada
(4/2/2025)
RR
New Hampshire
(4/2/2025)
RR
New Jersey
(4/2/2025)
RR
New Mexico
(4/2/2025)
RR
New York
(4/2/2025)
RR
North Carolina
(4/2/2025)
RR
North Dakota
(4/2/2025)
RR
Ohio
(4/2/2025)
RR
Oklahoma
(4/2/2025)
RR
Oregon
(4/2/2025)
RR
Pennsylvania
(4/2/2025)
RR
Puerto Rico
(4/2/2025)
RR
Rhode Island
(4/2/2025)
RR
South Carolina
(4/2/2025)
RR
South Dakota
(4/2/2025)
RR
Tennessee
(4/2/2025)
RR
Texas
(4/2/2025)
RR
Utah
(4/2/2025)
RR
Vermont
(4/2/2025)
RR
Virginia
(4/2/2025)
RR
Washington
(4/2/2025)
RR
West Virginia
(4/2/2025)
RR
Wisconsin
(4/2/2025)
RR
Wyoming
(4/2/2025)

Exams

State Security Law Exam
RR
Series 63
Date: 7/26/2018
Uniform Securities Agent State Law Examination
State Security Law Exam
IAR
Series 65
Date: 9/12/2012
Uniform Investment Adviser Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 7/12/2018
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

MF
MGI FUNDS DISTRIBUTORS, LLC
MGI FUNDS DISTRIBUTORS, INC. | OFFIT FUNDS DISTRIBUTOR, INC. | MGI FUNDS DISTRIBUTORS, LLC

CRD#: 35682 / SEC#: , 8-46960

BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information

Main Address
190 Middle Street Suite 301, Portland, ME 04101
Mailing Address
190 Middle Street Suite 301, Portland, ME 04101
Phone number
(866) 251-6920
Established
Delaware since 01/30/2012
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
FORESIDE DISTRIBUTORS LLCDIRECTOR OWNER/SOLE MEMBER
COWAN, TERESA MARIA KAZMIERSKIPRESIDENT/MANAGER/DIRECTOR1544189
EDELMAN, GABRIELSECRETARY6654419
LA FOND, SUSAN LORENECHIEF COMPLIANCE OFFICER / VP / TREASURER4512785
LANZA, CHRISTOPHER CONTEVICE PRESIDENT2184856
MACCHIA, KATE SCHENDELVICE PRESIDENT4863973
SOMMERS, WESTONCFO/FINOP5290145

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

MGI FUNDS DISTRIBUTORS, LLC

CRD#: 35682King Of Prussia, PA 19406

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