Eric S. Anderson
Professional summary
Eric Scott Anderson, who also goes by Eric S Anderson, is a registered financial advisor currently at EAGLE STRATEGIES LLC located in Melville, New York and NYLIFE SECURITIES LLC located in Melville, New York.
Eric is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2016. Eric has worked at 2 firms and has passed the Series 66, Series 63, Series 7TO, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Eric Scott Anderson's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 18, 2021 - Present
EAGLE STRATEGIES LLC
Office #1: 1660 Walt Whitman Road, Melville, NY 11747-5002October 31, 2016 - Present
NYLIFE SECURITIES LLC
Office #1: 1660 Walt Whitman Road, Melville, NY 11747Primary Firm SEC Registration
EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/18/2022)
(5/7/2019)
(8/9/2022)
(4/11/2022)
(3/6/2017)
(8/18/2021)
(9/24/2024)
(1/25/2024)
Exams
Series 7TO
Date: 3/19/2021
General Securities Representative ExaminationFINRA
Current Firm
EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
Contact information
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 111,361 |
| AUM (Assets Under Management) | $ 25,395,380,570 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/24/2025 | ||
| 04/25/2024 | ||
| 12/20/2023 |
Red Flags
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