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GP

Grant W. Pollack

REHMANN FINANCIAL NETWORK
Troy, MI 48084
Some features on this profile are disabled
CRD#: 6106635
GP

Professional summary


Grant W Pollack, who also goes by Grant William Pollack, is a registered financial professional currently at REHMANN FINANCIAL NETWORK, LLC located in Troy, Michigan.

Grant is registered as a RR (Registered Representative) and started their career in finance in 2012. Grant has worked at 4 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Grant William Pollack

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Grant W Pollack's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

January 24, 2018 - Present

REHMANN FINANCIAL NETWORK, LLC

Office #1: 1500 W. Big Beaver Rd 2nd Floor, Troy, MI 48084
BD
CRD#: 165027
Troy, MI
Past

February 16, 2017 - December 31, 2017

OSAIC WEALTH, INC.

BD
CRD#: 23131
TROY, MI
Past

January 2, 2014 - December 31, 2016

CENTAURUS FINANCIAL, INC.

BD
CRD#: 30833
AUBURN HILLS, MI
Past

December 11, 2012 - September 28, 2013

STATE FARM VP MANAGEMENT CORP.

BD
CRD#: 43036
BLOOMINGTON, IL

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Michigan
(1/24/2018)

Exams


State Security Law Exam
RR
Series 63
Date: 12/17/2012
Uniform Securities Agent State Law Examination
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA

Current Firm


RF
REHMANN FINANCIAL NETWORK, LLC
REHMANN FINANCIAL NETWORK, LLC

CRD#: 165027 / SEC#: , 8-69134

BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information


Main Address
4086 Legacy Parkway, Lansing, MI 48911
Mailing Address
4086 Legacy Parkway, Lansing, MI 48911
Phone number
(517) 316-2400
Established
Michigan since 07/06/2012
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (29 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers


NamePositionCRD#
REHMANN FINANCIAL GROUP, LLCPARENT COMPANY
GOODIN, DIANE MARIEFINOP/PFO3117840
KNIPPING, RONALD LEWISCEO2490894
SPITZLEY, NICOLE ANNECCO/POO5526351

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


REHMANN FINANCIAL NETWORK, LLC

CRD#: 165027Troy, MI 48084

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