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Grant W Pollack

REHMANN FINANCIAL NETWORK
Troy, MI
·CRD# 6106635·14 years registered

Professional Summary

Grant W Pollack, who also goes by Grant William Pollack, is a registered financial advisor currently at REHMANN FINANCIAL NETWORK, LLC located in Troy, Michigan. Grant is registered as a RR (Registered Representative) and started their career in finance in 2012. Grant has worked at 4 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Grant William Pollack

Blog Corner

More Resources

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

14 years registered in the securities industry

Current & Past Employments

Current

REHMANN FINANCIAL NETWORK, LLCCurrent·CRD# 165027
BD
1500 W. Big Beaver Rd 2nd Floor, Troy, MI 48084
January 24, 2018 - Present

Past

OSAIC WEALTH, INC.Past·CRD# 23131
BD
Troy, MI
February 16, 2017 - December 31, 2017
CENTAURUS FINANCIAL, INC.Past·CRD# 30833
BD
Auburn Hills, MI
January 2, 2014 - December 31, 2016
STATE FARM VP MANAGEMENT CORP.Past·CRD# 43036
BD
Bloomington, IL
December 11, 2012 - September 28, 2013

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Current Firm

RF
REHMANN FINANCIAL NETWORK, LLC

REHMANN FINANCIAL NETWORK, LLC

CRD#: 165027 / SEC#: 8-69134
BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)

Contact Information

Main Address

4086 Legacy Parkway, Lansing, MI 48911

Mailing Address

4086 Legacy Parkway, Lansing, MI 48911

Phone Number

(517) 316-2400

Established

Michigan since 07/06/2012

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (26 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
REHMANN FINANCIAL GROUP, LLCPARENT COMPANY—
GOODIN, DIANE MARIEFINOP/PFO3117840
KNIPPING, RONALD LEWISCEO2490894
SPITZLEY, NICOLE ANNECCO/POO5526351

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Michigan
(1/24/2018)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Dec 2012About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Mar 2015About the Series 7 exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Dec 2012About the Series 6 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Grant W Pollack's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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