Nicole Anne Spitzley
Professional Summary
Nicole Anne Spitzley, who also goes by Nicole Anne Wilbur, is a registered financial advisor currently at REHMANN WEALTH located in Lansing, Michigan and REHMANN FINANCIAL NETWORK, LLC located in Lansing, Michigan. Nicole is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2010. Nicole has worked at 4 firms and has passed the Series 66, Series 99TO, SIE, Series 7, Series 14, Series 28 and...
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Nicole Anne Wilbur
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FOGUTH WEALTH MANAGEMENT, LLC.
Videos & Posts
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FOGUTH WEALTH MANAGEMENT, LLC.
Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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FOGUTH WEALTH MANAGEMENT, LLC.
Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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FOGUTH WEALTH MANAGEMENT, LLC.
Years of Experience
16 years in the financial services industry
Current & Past Employments
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FOGUTH WEALTH MANAGEMENT, LLC.
Current Firm
REHMANN CAPITAL ADVISORY GROUP, LLC | REHMANN WEALTH | REHMANN FINANCIAL GROUP, LLC | REHMANN FINANCIAL
Contact Information
Main Address
4086 Legacy Parkway, Lansing, MI 48911-4261Phone Number
(517) 316-2400# of Employees
39SEC notice filing (30 States and Territories)
Registered to provide investment advisory services in 30 US states and territories.
Documents
Part 2 Brochures
Regulatory Assets Under Management
Total Number of Accounts
6,020AUM (Assets Under Management)
$5,271,218,000Similar Advisors
FOGUTH WEALTH MANAGEMENT, LLC.
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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FOGUTH WEALTH MANAGEMENT, LLC.
Primary Firm SEC Registration
REHMANN CAPITAL ADVISORY GROUP, LLC | REHMANN WEALTH | REHMANN FINANCIAL GROUP, LLC | REHMANN FINANCIAL
State Registrations and Notice Filings
(3/13/2018)
(2/14/2018)
(1/17/2018)
(1/23/2018)
(2/12/2018)
(3/9/2018)
(3/12/2018)
(2/2/2018)
(1/8/2018)
(5/15/2019)
(2/16/2018)
(2/28/2018)
(1/9/2013)
(10/24/2017)
(2/25/2018)
(2/24/2022)
(1/7/2020)
(3/15/2018)
(1/23/2018)
(10/12/2020)
(1/18/2018)
(1/19/2018)
(1/11/2018)
(12/2/2020)
(1/5/2022)
(3/18/2026)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 28 — Introducing Broker/Dealer Financial Operations Principal Examination
Passed Jul 2015About the Series 28 examSRO Registrations
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FOGUTH WEALTH MANAGEMENT, LLC.
CRS (Client Relationship Summary) - RIA
Click below to view Nicole Anne Spitzley's CRS (Customer Relationship Summary).
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FOGUTH WEALTH MANAGEMENT, LLC.
