CC

Claudio S. Calado

CALADO CAPITAL
NEW YORK, NY 10177
Some features on this profile are disabled
CRD#: 6106347
CC

Professional summary


Claudio Seixas Calado, who also goes by Claudio Calado, is a registered financial advisor currently at CALADO CAPITAL located in New York, New York and DOEREN MAYHEW CAPITAL ADVISORS, LLC located in New York, New York.

Claudio is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2014. Claudio has worked at 3 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 79, Series 14 and Series 24 exams.

Question & Answer


Are you a "fiduciary"?
Yes

Aliases


Claudio Calado

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

CRS (Client Relationship Summary) - RIA


Click below to view Claudio Seixas Calado's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

February 13, 2023 - Present

CALADO CAPITAL

Office #1: 250 Park Ave 7th Flr, New York, NY 10177
RIA
CRD#: 324440
NEW YORK, NY
Current

February 7, 2018 - Present

DOEREN MAYHEW CAPITAL ADVISORS, LLC

Office #1: 245 Park Avenue 39th Floor, New York, NY 10167Office #2: 305 W. Big Beaver Road Suite 200, Troy, MI 48084
BD
CRD#: 288269
New York, NY
Past

April 16, 2014 - April 8, 2018

DCF, LLC

BD
CRD#: 149102
Troy, MI

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Michigan
(6/5/2019)
IAR
Michigan
(3/1/2023)
IAR
New York
(2/13/2023)
RR
Texas
(5/22/2018)

Exams


State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
RR
Series 14
Date: 1/2/2023
Compliance Officer Examination
Principal/Supervisory Exam
SRO Registrations
RR
FINRA

Current Firm


CC
CALADO CAPITAL
C CALADO CAPITAL | CALADO CAPITAL | C2 CAPITAL LLC | C2 CAPITAL

CRD#: 324440 / SEC#:

Michigan
Registered Investment Advisory firm - (2/24/2023 Approved)
New York
Registered Investment Advisory firm - (2/13/2023 Approved)
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Contact information


Main Address
250 Park Ave 7th Flr, New York, NY 10177
Mailing Address
Phone number
(248) 227-5785
Established
Firm type
Fiscal year end
# of Employees
1

Regulatory assets under management


Total Number of Accounts14
AUM (Assets Under Management)$ 1,365,136

Red Flags


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Company Information


CALADO CAPITAL

CRD#: 324440New York, NY 10177

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